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Northern Trust Morningstar Emerging Markets Factor Tilt ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$266M +$12.1M +259,451 +5%
EA
2
Efficient Advisors
Ohio
$8.34M +$1.41M +30,159 +20%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$5.22M +$415K +8,878 +8%
AssetMark Inc
4
AssetMark Inc
California
$3.08M +$237K +5,067 +8%
Jane Street
5
Jane Street
New York
$2.5M -$117K -2,491 -4%
OMC
6
Old Mission Capital
Illinois
$2.19M +$2.23M +47,580 New
CJA
7
C-J Advisory
California
$708K +$5.15K +110 +0.7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$454K +$104K +2,215 +29%
TFF
9
The Family Firm
Maryland
$248K
Morgan Stanley
10
Morgan Stanley
New York
$245K -$3.56K -76 -1%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$234K +$2.53K +54 +1%
RJA
12
Raymond James & Associates
Florida
$207K +$211K +4,500 New
AG
13
Advisor Group
Arizona
$119K +$4.68K +100 +4%
Bank of America
14
Bank of America
North Carolina
$115K +$18.7K +400 +19%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$65K
Wells Fargo
16
Wells Fargo
California
$63K -$97.1K -2,076 -60%
ZB
17
Zions Bancorporation
Utah
$14K +$14.5K +310 New
UBS Group
18
UBS Group
Switzerland
$7K -$49.3K -1,054 -87%
MFS
19
MSI Financial Services
Massachusetts
$6K
ZCA
20
Zeke Capital Advisors
Pennsylvania
-$730K -15,100 Closed
William Blair & Company
21
William Blair & Company
Illinois
-$241K -5,000 Closed
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
-$93K -1,931 Closed