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Talphera

Name Holding Trade Value Shares
Change
Change in
Stake
PCM
51
Prelude Capital Management
New York
$5K +$5.57K +85 New
UBS Group
52
UBS Group
Switzerland
$4K -$227K -3,459 -98%
BlackRock
53
BlackRock
New York
$4K +$4.32K +66 New
BNP Paribas Financial Markets
54
BNP Paribas Financial Markets
France
$3.77K +$4.59K +70 New
TRCT
55
Tower Research Capital (TRC)
New York
$3K -$8.26K -126 -67%
KF
56
Krilogy Financial
Missouri
$3K
Royal Bank of Canada
57
Royal Bank of Canada
Ontario, Canada
$3K +$1.05K +16 +40%
SFG
58
SevenBridge Financial Group
Pennsylvania
$3K +$3.28K +50 New
CFA
59
CT Financial Advisors
Pennsylvania
$807
Fidelity Investments
60
Fidelity Investments
Massachusetts
-$2.67M -43,366 Closed
SIM
61
Spark Investment Management
New York
-$815K -13,245 Closed
Susquehanna International Group
62
Susquehanna International Group
Pennsylvania
-$688K -10,503 Closed
Goldman Sachs
63
Goldman Sachs
New York
-$181K -2,944 Closed
AA
64
ALPS Advisors
Colorado
-$154K -2,499 Closed
SCM
65
Segantii Capital Management
Hong Kong
-$127K -2,067 Closed
Citadel Advisors
66
Citadel Advisors
Florida
-$109K -1,775 Closed
Nomura Holdings
67
Nomura Holdings
Japan
-$93K -1,505 Closed
Verition Fund Management
68
Verition Fund Management
Connecticut
-$52K -837 Closed
SG Americas Securities
69
SG Americas Securities
New York
-$47K -760 Closed
AGM
70
Alpine Global Management
New York
-$43K -693 Closed
TSS
71
Two Sigma Securities
New York
-$42K -680 Closed
TC
72
TFS Capital
Pennsylvania
-$41K -665 Closed
JG
73
Jefferies Group
New York
-$36K -590 Closed
BCM
74
Bluefin Capital Management
New York
-$36K -586 Closed
Two Sigma Investments
75
Two Sigma Investments
New York
-$34K -547 Closed