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First Trust NASDAQ Technology Dividend Index Fund
TDIV

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$55.3M +$8.84M +324,794 +19%
Morgan Stanley
2
Morgan Stanley
New York
$51.9M -$422K -15,510 -0.8%
RIG
3
RiverFront Investment Group
Virginia
$46.6M -$75.5M -2,773,076 -62%
HT
4
Hefren-Tillotson
Pennsylvania
$46.6M +$3.12M +114,553 +7%
Bank of America
5
Bank of America
North Carolina
$31.6M +$5.06M +185,994 +19%
UBS Group
6
UBS Group
Switzerland
$29.7M +$29.2M +1,073,202 New
BC
7
Brinker Capital
Pennsylvania
$25.5M -$3.84M -140,979 -13%
LPL Financial
8
LPL Financial
California
$12.8M +$407K +14,947 +3%
RJA
9
Raymond James & Associates
Florida
$11.9M -$2.24M -82,236 -16%
BCI
10
Brinker Capital Investments
Pennsylvania
$10.5M -$2.08M -76,336 -17%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.86M -$438K -16,083 -7%
AIG
12
American International Group
New York
$4.35M +$2.95M +108,377 +222%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.79M +$445K +16,346 +14%
UCFA
14
United Capital Financial Advisors
Texas
$3.51M +$714K +26,247 +26%
NA
15
NewEdge Advisors
Louisiana
$3.5M +$3.45M +126,639 New
Stifel Financial
16
Stifel Financial
Missouri
$3.06M +$544K +19,976 +22%
BAAM
17
Baker Avenue Asset Management
California
$2.66M +$366K +13,463 +16%
RIA
18
Regal Investment Advisors
Michigan
$2.55M +$1.61M +59,217 +180%
JP Morgan Chase
19
JP Morgan Chase
New York
$2.2M +$1.4M +51,475 +184%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$2.14M +$612K +22,466 +41%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.92M -$13.6K -498 -0.7%
BTS
22
BB&T Securities
Virginia
$1.9M -$2.47M -90,656 -57%
FHC
23
First Heartland Consultants
Missouri
$1.26M -$408K -14,985 -25%
PI
24
Placemark Investments
Illinois
$1.23M -$1.29M -47,312 -52%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.19M +$200K +7,350 +20%
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