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First Trust NASDAQ Technology Dividend Index Fund
TDIV

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$121M -$4.54M -166,488 -4%
Morgan Stanley
2
Morgan Stanley
New York
$51.2M +$22.3M +818,725 +76%
Wells Fargo
3
Wells Fargo
California
$45.3M +$884K +32,427 +2%
HT
4
Hefren-Tillotson
Pennsylvania
$42.5M +$42.7M +1,568,083 New
BC
5
Brinker Capital
Pennsylvania
$28.7M -$2.63M -96,648 -8%
Bank of America
6
Bank of America
North Carolina
$25.9M +$8.41M +308,690 +48%
U
7
UBS
Switzerland
$23.9M +$4.5M +165,108 +23%
RJA
8
Raymond James & Associates
Florida
$13.9M +$2.87M +105,234 +26%
BCI
9
Brinker Capital Investments
Pennsylvania
$12.3M +$1.27M +46,570 +11%
LPL Financial
10
LPL Financial
California
$11.9M +$3.48M +127,715 +40%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$6.17M +$1.04M +38,161 +20%
BTS
12
BB&T Securities
Virginia
$4.32M -$956K -35,071 -18%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.26M +$2.84M +104,142 +635%
UCFA
14
United Capital Financial Advisors
Texas
$2.72M +$2.74M +100,421 New
PI
15
Placemark Investments
Illinois
$2.48M +$148K +5,437 +6%
Stifel Financial
16
Stifel Financial
Missouri
$2.45M +$218K +7,987 +10%
Jane Street
17
Jane Street
New York
$2.29M +$1.45M +53,067 +168%
BAAM
18
Baker Avenue Asset Management
California
$2.24M -$2.95M -108,263 -57%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.9M +$1.4M +51,467 +278%
VF
20
Virtu Financial
New York
$1.68M +$1.69M +62,145 New
FHC
21
First Heartland Consultants
Missouri
$1.64M +$311K +11,419 +23%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.48M +$329K +12,065 +28%
AIG
23
American International Group
New York
$1.32M +$263K +9,650 +25%
Ameriprise
24
Ameriprise
Minnesota
$1.13M +$32.1K +1,177 +3%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$971K -$265K -9,722 -21%
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