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First Trust NASDAQ Technology Dividend Index Fund
TDIV

Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$100M +$97.2M +3,996,104 New
Wells Fargo
2
Wells Fargo
California
$34.9M +$2.21M +90,929 +7%
Morgan Stanley
3
Morgan Stanley
New York
$25.6M +$115K +4,747 +0.5%
U
4
UBS
Switzerland
$15.2M +$2.1M +86,450 +17%
Bank of America
5
Bank of America
North Carolina
$11.8M +$1.15M +47,273 +11%
RJA
6
Raymond James & Associates
Florida
$10.6M +$6.49M +266,993 +174%
LPL Financial
7
LPL Financial
California
$7M -$515K -21,165 -7%
BAAM
8
Baker Avenue Asset Management
California
$5.1M -$1.04M -42,876 -18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.21M -$118K -4,853 -3%
BTS
10
BB&T Securities
Virginia
$3.34M +$3.23M +132,979 New
JG
11
Jefferies Group
New York
$2.54M +$2.46M +101,025 New
PI
12
Placemark Investments
Illinois
$1.63M +$1.58M +64,910 New
Stifel Financial
13
Stifel Financial
Missouri
$1.32M +$1.28M +52,474 New
FHC
14
First Heartland Consultants
Missouri
$1.24M +$63.6K +2,615 +6%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.01M +$57.2K +2,354 +6%
Ameriprise
16
Ameriprise
Minnesota
$1M +$910K +37,416 +1,561%
AIG
17
American International Group
New York
$843K +$523K +21,494 +178%
FAAS
18
First Allied Advisory Services
California
$609K +$581K +23,875 New
JP Morgan Chase
19
JP Morgan Chase
New York
$569K +$39.9K +1,642 +8%
RIA
20
Regal Investment Advisors
Michigan
$494K +$478K +19,652 New
BWP
21
BSW Wealth Partners
Colorado
$493K +$31.6K +1,301 +7%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$380K +$27.2K +1,120 +8%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$373K +$361K +14,857 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$365K +$42.6K +1,750 +14%
WTNA
25
Wilmington Trust National Association
Delaware
$270K +$261K +10,746 New
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