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First Trust NASDAQ Technology Dividend Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GEA
151
Glen Eagle Advisors
New Jersey
$10.3K – – –
Allworth Financial
152
Allworth Financial
California
$8K – – –
Global Retirement Partners
153
Global Retirement Partners
California
$7K – – –
Sowell Financial Services
154
Sowell Financial Services
Arkansas
$7K – – –
Fidelity Investments
155
Fidelity Investments
Massachusetts
$6K – – –
IF
156
Ironwood Financial
Arizona
$5K +$5.48K +125 New
CFN
157
Cordasco Financial Network
Florida
$4K – – –
IFP Advisors
158
IFP Advisors
Florida
$4K – – –
WEC
159
Winslow Evans & Crocker
Massachusetts
$4K – – –
MSFP
160
Mark Sheptoff Financial Planning
Connecticut
$3K – – –
AIM
161
Anchor Investment Management
South Carolina
$2.28K – – –
FHA
162
Flagship Harbor Advisors
Massachusetts
$1K +$1.31K +30 New
RIA
163
Regal Investment Advisors
Michigan
– -$1.58M -37,913 Closed
Jane Street
164
Jane Street
New York
– -$718K -17,199 Closed
Susquehanna International Group
165
Susquehanna International Group
Pennsylvania
– -$540K -12,325 Closed
Independent Advisor Alliance
166
Independent Advisor Alliance
North Carolina
– -$1.88M -10,629 Closed
Baird Financial Group
167
Baird Financial Group
Wisconsin
– -$259K -6,200 Closed
NA
168
Nottingham Advisors
New York
– -$230K -5,416 Closed
Synovus Financial
169
Synovus Financial
Georgia
– -$42K -1,000 Closed
MF
170
Manchester Financial
California
– -$23K -550 Closed
WIM
171
Westside Investment Management
California
– -$16 -400 Closed
CB
172
Community Bank
New York
– -$4K -100 Closed