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First Trust NASDAQ Technology Dividend Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIM
126
Sonora Investment Management
Arizona
$17K – – –
JCM
127
Jacobi Capital Management
Pennsylvania
$16K – – –
SSB
128
Sandy Spring Bank
Maryland
$11K -$4.12K -100 -25%
WQ
129
Wealth Quarterback
New Jersey
$9.98K +$5.19K +126 +38%
Fidelity Investments
130
Fidelity Investments
Massachusetts
$9K -$3.58K -87 -25%
APA
131
American Portfolios Advisors
New York
$8.03K -$102K -2,477 -92%
Allworth Financial
132
Allworth Financial
California
$6K – – –
Global Retirement Partners
133
Global Retirement Partners
California
$6K – – –
Sowell Financial Services
134
Sowell Financial Services
Arkansas
$6K +$7K +170 New
CB
135
Community Bank
New York
$4K -$205K -4,980 -98%
IFP Advisors
136
IFP Advisors
Florida
$4K – – –
WEC
137
Winslow Evans & Crocker
Massachusetts
$4K – – –
WAP
138
Wealthcare Advisory Partners
Pennsylvania
$3K +$3.71K +90 New
MSFP
139
Mark Sheptoff Financial Planning
Connecticut
$2K – – –
AIM
140
Anchor Investment Management
South Carolina
$1.84K – – –
GEA
141
Glen Eagle Advisors
New Jersey
$1.24K +$742 +18 +106%
WIM
142
Westside Investment Management
California
$14 +$16.5K +400 New
Avalon Investment & Advisory
143
Avalon Investment & Advisory
Texas
– -$4.2M -97,355 Closed
Independent Advisor Alliance
144
Independent Advisor Alliance
North Carolina
– -$2.43M -56,336 Closed
Dynamic Advisor Solutions
145
Dynamic Advisor Solutions
Arizona
– -$2.27M -52,636 Closed
Baker Avenue Asset Management
146
Baker Avenue Asset Management
California
– -$2.26M -52,377 Closed
GTAM
147
Global Trust Asset Management
Florida
– -$1.81M -42,101 Closed
RIA
148
Regal Investment Advisors
Michigan
– -$1.09M -25,272 Closed
PFA
149
Pettinga Financial Advisors
Indiana
– -$506K -11,730 Closed
JWCA
150
J.W. Cole Advisors
Florida
– -$460K -10,669 Closed