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BlackRock TCP Capital

116 hedge funds and large institutions have $150M invested in BlackRock TCP Capital in 2023 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 47 increasing their positions, 26 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

352% more call options, than puts

Call options by funds: $989K | Put options by funds: $219K

81% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 26

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

5% more funds holding

Funds holding: 111116 (+5)

3% more capital invested

Capital invested by funds: $146M → $150M (+$4.22M)

1.04% less ownership

Funds ownership: 23.15%22.11% (-1%)

Holders
116
Holders Change
+5
Holders Change %
+4.5%
% of All Funds
1.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
47
Reduced
26
Closed
13
Calls
$989K
Puts
$219K
Net Calls
+$770K
Net Calls Change
+$21.9M
Name Holding Trade Value Shares
Change
Change in
Stake
RFA
101
Register Financial Advisors
Georgia
$29.4K
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$29K
QL
103
Quarry LP
New York
$18.2K -$2.4K -200 -11%
GWSG
104
GPS Wealth Strategies Group
Colorado
$15.3K
NA
105
NewEdge Advisors
Louisiana
$14.7K
AWM
106
AllSquare Wealth Management
New York
$14.7K
PFA
107
Pathway Financial Advisers
Indiana
$10.3K +$10.5K +875 New
EWA
108
EverSource Wealth Advisors
Alabama
$8.8K
SIS
109
Sound Income Strategies
Florida
$8.64K
FFA
110
Farther Finance Advisors
California
$2.38K
BNP Paribas Financial Markets
111
BNP Paribas Financial Markets
France
$2.35K +$2.4K +200 New
JP Morgan Chase
112
JP Morgan Chase
New York
$1.13K -$4.85K -404 -81%
CAL
113
Capital Analysts LLC
Pennsylvania
$1K
BFEC
114
Benjamin F. Edwards & Company
Missouri
$1K +$24 +2 +3%
JWM
115
Janiczek Wealth Management
Colorado
$951
TRCT
116
Tower Research Capital (TRC)
New York
$59 -$6.67K -555 -99%
CS
117
Credit Suisse
Switzerland
-$1.24M -113,740 Closed
PFMU
118
Privium Fund Management (UK)
United Kingdom
-$1.25M -113,740 Closed
Acadian Asset Management
119
Acadian Asset Management
Massachusetts
-$803K -73,836 Closed
SG Americas Securities
120
SG Americas Securities
New York
-$638K -58,500 Closed
Mackenzie Financial
121
Mackenzie Financial
Ontario, Canada
-$511K -46,432 Closed
HF
122
HRT Financial
New York
-$357K -32,802 Closed
AM
123
Ares Management
California
-$222K -20,305 Closed
JF
124
Jump Financial
Illinois
-$189K -17,300 Closed
GC
125
Grimes & Company
Massachusetts
-$156K -14,276 Closed

TCPC Hedge Fund Activity: Q3 2023 in Review

116 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q3 2023, worth a combined $150M — up 2.9% from $146M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new TCPC positions and 13 closed out — a net gain of 5 holders — while 47 added to existing stakes and 26 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $1.8M. The largest seller was Barings, cutting an estimated $14M.

  • 116 institutional investors held BlackRock TCP Capital (TCPC) as of Q3 2023, up from 111 in Q2 2023.
  • Funds reported $150M of BlackRock TCP Capital stock for Q3 2023, up 2.9% quarter-over-quarter.
  • 18 funds opened new BlackRock TCP Capital positions in Q3 2023 and 13 closed out, a net change of +5 holders.
  • The largest BlackRock TCP Capital buyer in Q3 2023 was Two Sigma Investments, an estimated $1.8M added.
  • The largest BlackRock TCP Capital seller in Q3 2023 was Barings, an estimated $14M sold.

Based on aggregated 13F filings for Q3 2023.