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BlackRock TCP Capital
TCPC

114 hedge funds and large institutions have $259M invested in BlackRock TCP Capital in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 40 increasing their positions, 31 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more call options, than puts

Call options by funds: $4K | Put options by funds: $1K

29% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 31

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0% more funds holding

Funds holding: 114 → 114 (0)

8.12% less ownership

Funds ownership: 39.49% → 31.37% (-8.1%)

18% less capital invested

Capital invested by funds: $315M → $259M (-$55.4M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
114
Holders Change
–
Holders Change %
0%
% of All Funds
2.25%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
14
Increased
40
Reduced
31
Closed
13
Calls
$4K
Puts
$1K
Net Calls
+$3K
Net Calls Change
-$215K

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$7.84M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$3.5M
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$2.71M
4
Morgan Stanley
Morgan Stanley
New York
+$2.26M
5
Marshall Wace
Marshall Wace
United Kingdom
+$2.12M

Top Sellers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$22.4M
2
B
Barings
North Carolina
-$21.7M
3
BAM
Burgundy Asset Management
Ontario, Canada
-$17.8M
4
Wells Fargo
Wells Fargo
California
-$11.5M
5
KCM
Kennedy Capital Management
Missouri
-$4.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$831K -$109K -7,817 -12%
LPL Financial
52
LPL Financial
California
$785K -$111K -7,935 -12%
LTFS
53
Ladenburg Thalmann Financial Services
Florida
$774K +$169K +12,068 +28%
Goldman Sachs
54
Goldman Sachs
New York
$744K +$46.1K +3,301 +7%
BI
55
Bramshill Investments
Florida
$736K – – –
WFI
56
West Family Investments
California
$690K – – –
OC
57
Oppenheimer & Co
New York
$668K +$12K +861 +2%
PAWC
58
P.A.W. Capital
Connecticut
$562K -$140K -10,000 -20%
Ameriprise
59
Ameriprise
Minnesota
$543K -$5.7K -408 -1%
CANY
60
Caxton Associates (New York)
New York
$474K +$315K +22,578 +202%
AIM
61
Allen Investment Management
New York
$464K – – –
Mirae Asset Global Investments
62
Mirae Asset Global Investments
South Korea
$423K -$50.2K -3,592 -11%
OAM
63
Oxford Asset Management
United Kingdom
$408K +$405K +29,020 New
SEI Investments
64
SEI Investments
Pennsylvania
$407K +$6.69K +479 +2%
CG
65
CFO4Life Group
Texas
$393K +$188K +13,473 +93%
CAN
66
Cetera Advisor Networks
California
$385K +$6.48K +464 +2%
SSA
67
Schonfeld Strategic Advisors
New York
$354K +$352K +25,200 New
TG
68
TCW Group
California
$299K -$82.4K -5,900 -22%
SIS
69
Sound Income Strategies
Florida
$294K – – –
TI
70
Trexquant Investment
Connecticut
$288K +$287K +20,532 New
PPA
71
Parametric Portfolio Associates
Washington
$285K +$39.2K +2,810 +16%
Canada Life
72
Canada Life
Manitoba, Canada
$270K +$270K +19,367 New
ECM
73
ExodusPoint Capital Management
New York
$257K +$255K +18,296 New
SCM
74
Shelton Capital Management
Colorado
$250K – – –
P
75
&Partners
Tennessee
$231K – – –
1 2
3
4 5

TCPC Hedge Fund Activity: Q4 2019 in Review

114 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q4 2019, worth a combined $259M — down 18% from $315M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new TCPC positions and 13 closed out — a net gain of 1 holder — while 40 added to existing stakes and 31 trimmed.

The largest buyer was Invesco, adding an estimated $7.84M. The largest seller was Acadian Asset Management, exiting entirely with an estimated $22.4M sold.

  • 114 institutional investors held BlackRock TCP Capital (TCPC) as of Q4 2019, unchanged from Q3 2019.
  • Funds reported $259M of BlackRock TCP Capital stock for Q4 2019, down 18% quarter-over-quarter.
  • 14 funds opened new BlackRock TCP Capital positions in Q4 2019 and 13 closed out, a net change of +1 holder.
  • The largest BlackRock TCP Capital buyer in Q4 2019 was Invesco, an estimated $7.84M added.
  • The largest BlackRock TCP Capital seller in Q4 2019 was Acadian Asset Management, an estimated $22.4M sold.

Based on aggregated 13F filings for Q4 2019.