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BlackRock TCP Capital

95 hedge funds and large institutions have $204M invested in BlackRock TCP Capital in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 39 increasing their positions, 19 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 19

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

12% more funds holding

Funds holding: 8595 (+10)

11% more capital invested

Capital invested by funds: $184M → $204M (+$20M)

20% less call options, than puts

Call options by funds: $547K | Put options by funds: $686K

Holders
95
Holders Change
+10
Holders Change %
+11.76%
% of All Funds
3.08%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.16%
New
26
Increased
39
Reduced
19
Closed
16
Calls
$547K
Puts
$686K
Net Calls
-$139K
Net Calls Change
+$180K
Name Holding Trade Value Shares
Change
Change in
Stake
OC
51
Oppenheimer & Co
New York
$533K -$28.4K -1,785 -5%
VanEck Associates
52
VanEck Associates
New York
$527K +$135K +8,449 +35%
ZIM
53
Zacks Investment Management
Illinois
$496K -$23.3K -1,462 -5%
AllianceBernstein
54
AllianceBernstein
Tennessee
$495K -$81.3K -5,102 -14%
Neuberger Berman Group
55
Neuberger Berman Group
New York
$454K +$446K +28,000 New
Goldman Sachs
56
Goldman Sachs
New York
$420K -$75.1K -4,710 -15%
U
57
UBS
Switzerland
$413K +$406K +25,480 New
Swiss National Bank
58
Swiss National Bank
Switzerland
$412K +$52.6K +3,300 +15%
MLICM
59
Metropolitan Life Insurance Company (MetLife)
New York
$348K
JP Morgan Chase
60
JP Morgan Chase
New York
$348K +$342K +21,464 New
NFA
61
Nationwide Fund Advisors
Ohio
$338K +$155K +9,753 +88%
GCP
62
GSA Capital Partners
United Kingdom
$332K +$44.3K +2,778 +16%
AIG
63
American International Group
New York
$282K +$214K +13,450 +339%
Invesco
64
Invesco
Georgia
$277K +$126K +7,883 +86%
ProShare Advisors
65
ProShare Advisors
Maryland
$268K +$263K +16,500 New
WS
66
Wedbush Securities
California
$249K -$26.6K -1,670 -10%
BA
67
BlackRock Advisors
Delaware
$196K +$6.38K +400 +3%
CS
68
Credit Suisse
Switzerland
$195K -$364K -22,812 -65%
PP
69
PDT Partners
New York
$195K +$191K +12,000 New
PAA
70
Peregrine Asset Advisers
Oregon
$194K +$190K +11,922 New
Principal Financial Group
71
Principal Financial Group
Iowa
$183K +$180K +11,265 New
MCM
72
McGlinn Capital Management
Pennsylvania
$179K +$175K +11,000 New
Royal Bank of Canada
73
Royal Bank of Canada
Ontario, Canada
$164K -$1.51K -95 -0.9%
BRWA
74
B. Riley Wealth Advisors
Florida
$163K -$101K -6,310 -39%
DLG
75
Daniel L. Goodwin
$162K

TCPC Hedge Fund Activity: Q3 2013 in Review

95 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in BlackRock TCP Capital (TCPC) for Q3 2013, worth a combined $204M — up 11% from $184M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new TCPC positions and 16 closed out — a net gain of 10 holders — while 39 added to existing stakes and 19 trimmed.

The largest buyer was Vaughan Nelson Investment Management, opening a new position worth an estimated $15.2M. The largest seller was Numeric Investors, exiting entirely with an estimated $10.1M sold.

  • 95 institutional investors held BlackRock TCP Capital (TCPC) as of Q3 2013, up from 85 in Q2 2013.
  • Funds reported $204M of BlackRock TCP Capital stock for Q3 2013, up 11% quarter-over-quarter.
  • 26 funds opened new BlackRock TCP Capital positions in Q3 2013 and 16 closed out, a net change of +10 holders.
  • The largest BlackRock TCP Capital buyer in Q3 2013 was Vaughan Nelson Investment Management, an estimated $15.2M added.
  • The largest BlackRock TCP Capital seller in Q3 2013 was Numeric Investors, an estimated $10.1M sold.

Based on aggregated 13F filings for Q3 2013.