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ProShares Trust UltraShort Lehman 20+ Year Treasury

147 hedge funds and large institutions have $366M invested in ProShares Trust UltraShort Lehman 20+ Year Treasury in 2013 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 41 increasing their positions, 50 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 30

1% less funds holding

Funds holding: 149147 (-2)

6.78% less ownership

Funds ownership: 16.17%9.39% (-6.8%)

18% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 50

25% less funds holding in top 10

Funds holding in top 10: 86 (-2)

28% less call options, than puts

Call options by funds: $740M | Put options by funds: $1.03B

42% less capital invested

Capital invested by funds: $637M → $366M (-$270M)

Holders
147
Holders Change
-2
Holders Change %
-1.34%
% of All Funds
4.77%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.19%
New
29
Increased
41
Reduced
50
Closed
30
Calls
$740M
Puts
$1.03B
Net Calls
-$290M
Net Calls Change
-$116M
Name Holding Trade Value Shares
Change
Change in
Stake
DADC
126
D.A. Davidson & Co
Montana
$40K +$24.4K +316 +146%
BCI
127
Brinker Capital Investments
Pennsylvania
$38K
PFG
128
Piershale Financial Group
Illinois
$36K -$20.7K -268 -51%
FAM
129
Formidable Asset Management
Ohio
$29K +$29.8K +387 New
ACM
130
Aviance Capital Management
Florida
$21K +$21.1K +274 New
HI
131
Hudock Inc
Pennsylvania
$18K
Ameriprise
132
Ameriprise
Minnesota
$16K -$11.6K -151 -41%
LFR
133
Lehman Financial Resources
Pennsylvania
$15K
MA
134
MUFG Americas
New York
$15K +$7.71K +100 +100%
Citigroup
135
Citigroup
New York
$13K -$87.7K -1,137 -87%
AWMS
136
Advocacy Wealth Management Services
Georgia
$8K +$7.71K +100 New
WRM
137
Westport Resources Management
Connecticut
$5K
CTC
138
Central Trust Company
Missouri
$4K
JAM
139
Jolley Asset Management
North Carolina
$4K
FWM
140
Focused Wealth Management
New York
$4K +$3.86K +50 New
Northwestern Mutual Wealth Management
141
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.47K +45 New
AF
142
Arrow Financial
New York
$2K
NES
143
New England Securities
New York
$2K
Schroder Investment Management Group
144
Schroder Investment Management Group
United Kingdom
$1.88K +$1.93K +25 New
TFA
145
Transamerica Financial Advisors
Florida
$1K -$289K -3,752 -100%
GI
146
Gradient Investments
Minnesota
$1K -$3.32K -43 -72%
PSC
147
Prentiss Smith & Co
Vermont
$1K
EFS
148
Essex Financial Services
Connecticut
$395
RIG
149
Roosevelt Investment Group
New York
-$28.5M -393,517 Closed
DS
150
DRW Securities
Illinois
-$26.1M -337,945 Closed

TBT Hedge Fund Activity: Q3 2013 in Review

147 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) for Q3 2013, worth a combined $366M — down 42% from $637M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of TBT and 29 opened new positions — a net loss of 1 holder — while 50 trimmed existing stakes and 41 added.

The largest buyer was UBS, adding an estimated $10.3M. The largest seller was Susquehanna International Group, cutting an estimated $190M.

  • 147 institutional investors held ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) as of Q3 2013, down from 149 in Q2 2013.
  • Funds reported $366M of ProShares Trust UltraShort Lehman 20+ Year Treasury stock for Q3 2013, down 42% quarter-over-quarter.
  • 29 funds opened new ProShares Trust UltraShort Lehman 20+ Year Treasury positions in Q3 2013 and 30 closed out, a net change of -1 holder.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury buyer in Q3 2013 was UBS, an estimated $10.3M added.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury seller in Q3 2013 was Susquehanna International Group, an estimated $190M sold.

Based on aggregated 13F filings for Q3 2013.