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ProShares Trust UltraShort Lehman 20+ Year Treasury

147 hedge funds and large institutions have $366M invested in ProShares Trust UltraShort Lehman 20+ Year Treasury in 2013 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 41 increasing their positions, 50 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 30

1% less funds holding

Funds holding: 149147 (-2)

6.78% less ownership

Funds ownership: 16.17%9.39% (-6.8%)

18% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 50

25% less funds holding in top 10

Funds holding in top 10: 86 (-2)

28% less call options, than puts

Call options by funds: $740M | Put options by funds: $1.03B

42% less capital invested

Capital invested by funds: $637M → $366M (-$270M)

Holders
147
Holders Change
-2
Holders Change %
-1.34%
% of All Funds
4.77%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.19%
New
29
Increased
41
Reduced
50
Closed
30
Calls
$740M
Puts
$1.03B
Net Calls
-$290M
Net Calls Change
-$116M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
76
Cetera Advisors
Colorado
$446K +$63.5K +824 +16%
HC
77
Highmount Capital
New York
$438K -$451K -5,850 -50%
BAM
78
Burnham Asset Management
New York
$426K -$194K -2,520 -31%
PI
79
Placemark Investments
Illinois
$414K -$272K -3,524 -39%
BRWA
80
B. Riley Wealth Advisors
Florida
$392K +$206K +2,674 +105%
LCM
81
Lucas Capital Management
New Jersey
$385K +$394K +5,111 New
PCA
82
PL Capital Advisors
Florida
$376K +$386K +4,999 New
WS
83
Wedbush Securities
California
$348K +$16.7K +216 +5%
CAN
84
Cetera Advisor Networks
California
$342K -$273K -3,535 -44%
NI
85
NFC Investments
Tennessee
$339K
VFS
86
VSR Financial Services
Kansas
$331K -$56.7K -735 -14%
NAM
87
NTV Asset Management
West Virginia
$328K
Macquarie Group
88
Macquarie Group
Australia
$323K +$331K +4,290 New
HI
89
Horizon Investments
North Carolina
$320K -$46.3K -600 -12%
SI
90
Stephens Inc
Arkansas
$315K +$322K +4,180 New
William Blair & Company
91
William Blair & Company
Illinois
$304K +$22.2K +288 +8%
Bank of Nova Scotia
92
Bank of Nova Scotia
Ontario, Canada
$292K +$299K +3,883 New
BL
93
Bolton LP
Connecticut
$281K +$288K +3,730 New
AWA
94
AmeriServ Wealth Advisors
Pennsylvania
$263K +$270K +3,500 New
LTFS
95
Ladenburg Thalmann Financial Services
Florida
$260K -$925 -12 -0.3%
Mariner
96
Mariner
Kansas
$257K -$40.7K -528 -13%
Bank of New York Mellon
97
Bank of New York Mellon
New York
$243K +$249K +3,230 New
SCM
98
Stevens Capital Management
Pennsylvania
$241K -$6.95M -90,093 -97%
ANBT
99
American National Bank & Trust
Texas
$233K
BCA
100
Benchmark Capital Advisors
New York
$226K -$19.3K -250 -8%

TBT Hedge Fund Activity: Q3 2013 in Review

147 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) for Q3 2013, worth a combined $366M — down 42% from $637M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of TBT and 29 opened new positions — a net loss of 1 holder — while 50 trimmed existing stakes and 41 added.

The largest buyer was UBS, adding an estimated $10.3M. The largest seller was Susquehanna International Group, cutting an estimated $190M.

  • 147 institutional investors held ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) as of Q3 2013, down from 149 in Q2 2013.
  • Funds reported $366M of ProShares Trust UltraShort Lehman 20+ Year Treasury stock for Q3 2013, down 42% quarter-over-quarter.
  • 29 funds opened new ProShares Trust UltraShort Lehman 20+ Year Treasury positions in Q3 2013 and 30 closed out, a net change of -1 holder.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury buyer in Q3 2013 was UBS, an estimated $10.3M added.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury seller in Q3 2013 was Susquehanna International Group, an estimated $190M sold.

Based on aggregated 13F filings for Q3 2013.