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ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT

147 hedge funds and large institutions have $366M invested in ProShares Trust UltraShort Lehman 20+ Year Treasury in 2013 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 41 increasing their positions, 50 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 30

1% less funds holding

Funds holding: 149 → 147 (-2)

6.78% less ownership

Funds ownership: 16.17% → 9.39% (-6.8%)

18% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 50

25% less funds holding in top 10

Funds holding in top 10: 8 → 6 (-2)

28% less call options, than puts

Call options by funds: $740M | Put options by funds: $1.03B

42% less capital invested

Capital invested by funds: $637M → $366M (-$270M)

Holders
147
Holders Change
-2
Holders Change %
-1.34%
% of All Funds
4.77%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.19%
New
29
Increased
41
Reduced
50
Closed
30
Calls
$740M
Puts
$1.03B
Net Calls
-$290M
Net Calls Change
-$116M

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$10.3M
2
TAL
TIG Advisors LLC
New York
+$7.71M
3
Millennium Management
Millennium Management
New York
+$7.1M
4
LPL Financial
LPL Financial
California
+$6.07M
5
Walleye Trading
Walleye Trading
New York
+$5.42M

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$190M
2
Bank of America
Bank of America
North Carolina
-$29.1M
3
RIG
Roosevelt Investment Group
New York
-$28.5M
4
DS
DRW Securities
Illinois
-$26.1M
5
MAA
Managed Account Advisors
New Jersey
-$9.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
26
Gruss & Co
Florida
$3.39M -$2.31M -30,000 -40%
WPIC
27
White Pine Investment Company
Michigan
$3.23M -$52.1K -675 -2%
ACP
28
Aviance Capital Partners
Florida
$2.96M +$1.74M +22,500 +134%
RAM
29
Ramsey Asset Management
Virginia
$2.81M – – –
RJA
30
Raymond James & Associates
Florida
$2.76M -$42.1K -546 -1%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$2.76M -$746K -9,675 -21%
RHBC
32
R.H. Bluestein & Co
Michigan
$2.47M +$2.53M +32,825 New
SG Americas Securities
33
SG Americas Securities
New York
$2.35M +$2.41M +31,263 New
PGIM
34
Pacific Global Investment Management
California
$2.35M +$177K +2,290 +8%
KC
35
Kingfisher Capital
North Carolina
$2.17M +$2.22M +28,828 New
Nomura Holdings
36
Nomura Holdings
Japan
$2.15M -$969K -12,563 -31%
Artisan Partners
37
Artisan Partners
Wisconsin
$1.9M -$2.48M -32,100 -56%
Morgan Stanley
38
Morgan Stanley
New York
$1.71M -$5.35M -69,380 -75%
WA
39
WFG Advisors
Texas
$1.69M +$242K +3,134 +16%
V
40
Veritable
Delaware
$1.58M – – –
HighTower Advisors
41
HighTower Advisors
Illinois
$1.58M -$533K -6,907 -25%
AIG
42
American International Group
New York
$1.57M +$274K +3,551 +20%
DS
43
Dudley & Shanley
Florida
$1.53M -$4.1M -53,210 -72%
CAM
44
CMT Asset Management
Illinois
$1.5M +$1.54M +19,984 New
JP Morgan Chase
45
JP Morgan Chase
New York
$1.5M +$955K +12,382 +165%
CCM
46
Compton Capital Management
Rhode Island
$1.46M +$876K +11,360 +142%
BC
47
BMI Capital
New York
$1.38M -$8.64K -112 -0.6%
CICI
48
Capital Investment Counsel Inc
North Carolina
$1.22M -$20.3K -263 -2%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$1.17M -$3.21M -41,615 -73%
AC
50
Alexandria Capital
Virginia
$1.13M +$56.4K +732 +5%
1
2
3 4 5

TBT Hedge Fund Activity: Q3 2013 in Review

147 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) for Q3 2013, worth a combined $366M — down 42% from $637M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of TBT and 29 opened new positions — a net loss of 1 holder — while 50 trimmed existing stakes and 41 added.

The largest buyer was UBS, adding an estimated $10.3M. The largest seller was Susquehanna International Group, cutting an estimated $190M.

  • 147 institutional investors held ProShares Trust UltraShort Lehman 20+ Year Treasury (TBT) as of Q3 2013, down from 149 in Q2 2013.
  • Funds reported $366M of ProShares Trust UltraShort Lehman 20+ Year Treasury stock for Q3 2013, down 42% quarter-over-quarter.
  • 29 funds opened new ProShares Trust UltraShort Lehman 20+ Year Treasury positions in Q3 2013 and 30 closed out, a net change of -1 holder.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury buyer in Q3 2013 was UBS, an estimated $10.3M added.
  • The largest ProShares Trust UltraShort Lehman 20+ Year Treasury seller in Q3 2013 was Susquehanna International Group, an estimated $190M sold.

Based on aggregated 13F filings for Q3 2013.