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Smith & Wesson

151 hedge funds and large institutions have $227M invested in Smith & Wesson in 2019 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 47 increasing their positions, 42 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

255% more call options, than puts

Call options by funds: $13.7M | Put options by funds: $3.85M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

12% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 42

0.59% less ownership

Funds ownership: 92.48%91.89% (-0.59%)

10% less funds holding

Funds holding: 168151 (-17)

35% less capital invested

Capital invested by funds: $350M → $227M (-$124M)

47% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 36

Holders
151
Holders Change
-17
Holders Change %
-10.12%
% of All Funds
3.31%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
19
Increased
47
Reduced
42
Closed
36
Calls
$13.7M
Puts
$3.85M
Net Calls
+$9.8M
Net Calls Change
+$10.4M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$27.7M +$2.34M +387,310 +7%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$27M +$258K +42,835 +0.7%
Vanguard Group
3
Vanguard Group
Pennsylvania
$21.8M -$9.45M -1,566,875 -24%
Renaissance Technologies
4
Renaissance Technologies
New York
$20.7M -$1.08M -179,407 -4%
Wellington Management Group
5
Wellington Management Group
Massachusetts
$13.2M +$17.4M +2,883,217 +4,793%
Walleye Trading
6
Walleye Trading
New York
$7.25M +$9.69M +1,606,769 +26,332%
GF
7
Greenhouse Funds
Maryland
$6.34M -$1.39M -230,261 -14%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$6.18M -$3.52M -582,858 -30%
State Street
9
State Street
Massachusetts
$5.92M -$96.3K -15,972 -1%
CCPM
10
Cooper Creek Partners Management
New York
$5.46M +$4.82M +798,419 +192%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$5.34M -$5.31M -879,718 -43%
Goldman Sachs
12
Goldman Sachs
New York
$4.77M +$1.15M +191,074 +22%
Ameriprise
13
Ameriprise
Minnesota
$4.75M +$3.06M +507,230 +92%
Charles Schwab
14
Charles Schwab
California
$4.67M +$744K +123,307 +13%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$4.32M -$39.4K -6,538 -0.7%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$4.29M +$38.9K +6,445 +0.7%
Northern Trust
17
Northern Trust
Illinois
$4.02M +$167K +27,710 +3%
Hudson Bay Capital Management
18
Hudson Bay Capital Management
Connecticut
$3.25M +$3.89M +644,763 +817%
BGIM
19
Brandywine Global Investment Management
Pennsylvania
$2.88M -$1.22M -202,156 -24%
Prudential Financial
20
Prudential Financial
New Jersey
$2.47M +$958K +158,852 +41%
DMK
21
David M. Knott
$2.28M
Morgan Stanley
22
Morgan Stanley
New York
$2M +$1.07M +177,290 +66%
AGC
23
Alden Global Capital
Florida
$1.96M +$2.63M +435,835 New
BCM
24
Bridgeway Capital Management
Texas
$1.92M +$235K +39,030 +10%
Canada Pension Plan Investment Board
25
Canada Pension Plan Investment Board
Ontario, Canada
$1.63M -$3.45M -571,465 -61%

SWBI Hedge Fund Activity: Q3 2019 in Review

151 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q3 2019, worth a combined $227M — down 35% from $350M a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of SWBI and 19 opened new positions — a net loss of 17 holders — while 42 trimmed existing stakes and 47 added.

The largest buyer was Wellington Management Group, adding an estimated $17.4M. The largest seller was Capital World Investors, exiting entirely with an estimated $19M sold.

  • 151 institutional investors held Smith & Wesson (SWBI) as of Q3 2019, down from 168 in Q2 2019.
  • Funds reported $227M of Smith & Wesson stock for Q3 2019, down 35% quarter-over-quarter.
  • 19 funds opened new Smith & Wesson positions in Q3 2019 and 36 closed out, a net change of -17 holders.
  • The largest Smith & Wesson buyer in Q3 2019 was Wellington Management Group, an estimated $17.4M added.
  • The largest Smith & Wesson seller in Q3 2019 was Capital World Investors, an estimated $19M sold.

Based on aggregated 13F filings for Q3 2019.