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Smith & Wesson

176 hedge funds and large institutions have $578M invested in Smith & Wesson in 2013 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 38 increasing their positions, 67 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

61% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 23

33% more capital invested

Capital invested by funds: $434M → $578M (+$144M)

9% more funds holding

Funds holding: 162176 (+14)

3% less call options, than puts

Call options by funds: $13.3M | Put options by funds: $13.7M

43% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 67

Holders
176
Holders Change
+14
Holders Change %
+8.64%
% of All Funds
5.11%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.15%
New
37
Increased
38
Reduced
67
Closed
23
Calls
$13.3M
Puts
$13.7M
Net Calls
-$361K
Net Calls Change
-$2.56M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$74.2M +$1.43M +160,624 +2%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$46.9M +$40.4M +4,526,024 New
Acadian Asset Management
3
Acadian Asset Management
Massachusetts
$31.7M -$3.22M -360,301 -11%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$28.5M +$6.29M +703,690 +34%
BFA
5
BlackRock Fund Advisors
California
$23.3M -$2.83M -317,296 -12%
BIT
6
BlackRock Institutional Trust
California
$22.2M -$1.76M -197,483 -8%
VOYA Investment Management
7
VOYA Investment Management
Georgia
$20.5M +$1.27M +142,468 +8%
AL
8
AJO LP
Pennsylvania
$16.1M -$514K -57,504 -4%
LSV Asset Management
9
LSV Asset Management
Illinois
$15.3M +$4.12M +461,628 +46%
State Street
10
State Street
Massachusetts
$14M -$507K -56,784 -4%
EBSAM
11
Eubel Brady & Suttman Asset Management
Ohio
$12.1M -$167K -18,729 -2%
TSW
12
Thompson Siegel & Walmsley
Virginia
$12.1M +$2.71M +303,447 +35%
Northern Trust
13
Northern Trust
Illinois
$11.9M -$682K -76,328 -6%
PWAM
14
Park West Asset Management
California
$10M +$3.21M +358,877 +59%
OCM
15
Olstein Capital Management
New York
$9.93M -$697K -78,060 -8%
OAM
16
Oxford Asset Management
United Kingdom
$9.2M +$3.06M +342,442 +63%
RA
17
Royce & Associates
New York
$8.42M +$2.64M +295,021 +57%
Ameriprise
18
Ameriprise
Minnesota
$8.37M +$6.35M +710,568 +734%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$7.91M +$532K +59,547 +8%
QBFM
20
QS Batterymarch Financial Management
New York
$7.14M -$226K -25,326 -4%
TCM
21
Trafelet Capital Management
New York
$7.05M -$4.97M -556,295 -45%
ICMC
22
Intrepid Capital Management (Connecticut)
Connecticut
$6.75M +$1.45M +162,625 +33%
BDCM
23
Black Diamond Capital Management
Connecticut
$6.37M +$5.49M +614,488 New
GAM
24
Gotham Asset Management
New York
$6.32M -$1.25M -139,701 -19%
Morgan Stanley
25
Morgan Stanley
New York
$5.95M +$980K +109,759 +24%

SWBI Hedge Fund Activity: Q4 2013 in Review

176 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q4 2013, worth a combined $578M — up 33% from $434M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SWBI positions and 23 closed out — a net gain of 14 holders — while 38 added to existing stakes and 67 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $40.4M. The largest seller was Prudential Financial, cutting an estimated $10.8M.

  • 176 institutional investors held Smith & Wesson (SWBI) as of Q4 2013, up from 162 in Q3 2013.
  • Funds reported $578M of Smith & Wesson stock for Q4 2013, up 33% quarter-over-quarter.
  • 37 funds opened new Smith & Wesson positions in Q4 2013 and 23 closed out, a net change of +14 holders.
  • The largest Smith & Wesson buyer in Q4 2013 was Fidelity Investments, an estimated $40.4M added.
  • The largest Smith & Wesson seller in Q4 2013 was Prudential Financial, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2013.