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Smith & Wesson

185 hedge funds and large institutions have $685M invested in Smith & Wesson in 2014 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 55 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 28

19% more capital invested

Capital invested by funds: $578M → $685M (+$107M)

5% more funds holding

Funds holding: 176185 (+9)

7% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

18% less call options, than puts

Call options by funds: $10M | Put options by funds: $12.2M

Holders
185
Holders Change
+9
Holders Change %
+5.11%
% of All Funds
5.34%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
38
Increased
59
Reduced
55
Closed
28
Calls
$10M
Puts
$12.2M
Net Calls
-$2.15M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$78M -$2.22M -215,551 -3%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$75M +$22.1M +2,146,780 +47%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$35.1M +$3.82M +370,710 +13%
Acadian Asset Management
4
Acadian Asset Management
Massachusetts
$34.4M +$77.9K +7,562 +0.2%
BFA
5
BlackRock Fund Advisors
California
$26.7M +$1.35M +130,895 +6%
VOYA Investment Management
6
VOYA Investment Management
Georgia
$23.6M +$1.33M +129,449 +7%
BIT
7
BlackRock Institutional Trust
California
$23.5M -$461K -44,769 -2%
LSV Asset Management
8
LSV Asset Management
Illinois
$20.2M +$3.33M +323,414 +22%
TSW
9
Thompson Siegel & Walmsley
Virginia
$19.9M +$6.2M +602,298 +52%
AL
10
AJO LP
Pennsylvania
$19.6M +$1.95M +188,905 +12%
GAM
11
Gotham Asset Management
New York
$17.6M +$9.87M +958,388 +157%
EAM
12
Eagle Asset Management
Florida
$16.3M +$15M +1,452,390 New
PWAM
13
Park West Asset Management
California
$15.9M +$4.62M +448,845 +47%
State Street
14
State Street
Massachusetts
$13.1M -$1.86M -180,441 -13%
EBSAM
15
Eubel Brady & Suttman Asset Management
Ohio
$12.8M -$366K -35,592 -3%
Northern Trust
16
Northern Trust
Illinois
$12M -$888K -86,281 -7%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$10.6M +$1.85M +179,785 +24%
Morgan Stanley
18
Morgan Stanley
New York
$10M +$3.3M +320,360 +56%
RA
19
Royce & Associates
New York
$9.14M +$17.4K +1,692 +0.2%
Ameriprise
20
Ameriprise
Minnesota
$8.3M -$712K -69,128 -9%
OCM
21
Olstein Capital Management
New York
$7.81M -$2.71M -262,802 -27%
QBFM
22
QS Batterymarch Financial Management
New York
$7.63M -$101K -9,823 -1%
LCOV
23
London Company of Virginia
Virginia
$7.2M +$3.39M +329,173 +106%
BDCM
24
Black Diamond Capital Management
Connecticut
$6.91M
TCM
25
Trafelet Capital Management
New York
$6.64M -$913K -88,660 -13%

SWBI Hedge Fund Activity: Q1 2014 in Review

185 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q1 2014, worth a combined $685M — up 19% from $578M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SWBI positions and 28 closed out — a net gain of 10 holders — while 59 added to existing stakes and 55 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $22.1M. The largest seller was Oxford Asset Management, cutting an estimated $5.94M.

  • 185 institutional investors held Smith & Wesson (SWBI) as of Q1 2014, up from 176 in Q4 2013.
  • Funds reported $685M of Smith & Wesson stock for Q1 2014, up 19% quarter-over-quarter.
  • 38 funds opened new Smith & Wesson positions in Q1 2014 and 28 closed out, a net change of +10 holders.
  • The largest Smith & Wesson buyer in Q1 2014 was Fidelity Investments, an estimated $22.1M added.
  • The largest Smith & Wesson seller in Q1 2014 was Oxford Asset Management, an estimated $5.94M sold.

Based on aggregated 13F filings for Q1 2014.