We are live on ! Find out more
SWBI icon

Smith & Wesson
SWBI

162 hedge funds and large institutions have $434M invested in Smith & Wesson in 2013 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 60 increasing their positions, 49 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 49

20% more capital invested

Capital invested by funds: $362M → $434M (+$72.2M)

15% more call options, than puts

Call options by funds: $17.2M | Put options by funds: $15M

7% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 28

0% more funds holding

Funds holding: 162 → 162 (0)

Holders
162
Holders Change
–
Holders Change %
0%
% of All Funds
5.25%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.1%
New
30
Increased
60
Reduced
49
Closed
28
Calls
$17.2M
Puts
$15M
Net Calls
+$2.2M
Net Calls Change
-$2.98M

Top Buyers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$23M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$13.6M
3
TCM
Trafelet Capital Management
New York
+$10.7M
4
AL
AJO LP
Pennsylvania
+$8.6M
5
LSV Asset Management
LSV Asset Management
Illinois
+$8.14M

Top Sellers

Rank Fund Capital Flow
1
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$16.1M
2
PWAM
Park West Asset Management
California
-$12.8M
3
Prudential Financial
Prudential Financial
New Jersey
-$10.5M
4
CPIM
Columbia Partners Investment Management
Virginia
-$4.76M
5
Capital Fund Management (CFM)
Capital Fund Management (CFM)
France
-$4.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
QIM
176
Quantitative Investment Management
Virginia
– -$262K -34,216 Closed
HCM
177
Highbridge Capital Management
New York
– -$239K -31,172 Closed
RJFSA
178
Raymond James Financial Services Advisors
Florida
– -$225K -29,286 Closed
NA
179
Navellier & Associates
Nevada
– -$220K -28,736 Closed
USAA
180
United Services Automobile Association
Texas
– -$178K -23,158 Closed
KeyBank National Association
181
KeyBank National Association
Ohio
– -$155K -20,166 Closed
PCM
182
Prelude Capital Management
New York
– -$143K -18,669 Closed
TCM
183
Touradji Capital Management
Florida
– -$130K -16,913 Closed
OTPPB
184
Ontario Teachers' Pension Plan Board
Ontario, Canada
– -$129K -16,873 Closed
SAA
185
Southeast Asset Advisors
Georgia
– -$112K -14,541 Closed
HF
186
Hoxton Financial
West Virginia
– -$87K -11,315 Closed
RIA
187
Regal Investment Advisors
Michigan
– -$2K -260 Closed
S
188
SignatureFD
Georgia
– +$259 +30 New
4 5 6 7
8

SWBI Hedge Fund Activity: Q3 2013 in Review

162 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q3 2013, worth a combined $434M — up 20% from $362M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new SWBI positions and 28 closed out — a net gain of 2 holders — while 60 added to existing stakes and 49 trimmed.

The largest buyer was Acadian Asset Management, adding an estimated $23M. The largest seller was Dimensional Fund Advisors, cutting an estimated $16.1M.

  • 162 institutional investors held Smith & Wesson (SWBI) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $434M of Smith & Wesson stock for Q3 2013, up 20% quarter-over-quarter.
  • 30 funds opened new Smith & Wesson positions in Q3 2013 and 28 closed out, a net change of +2 holders.
  • The largest Smith & Wesson buyer in Q3 2013 was Acadian Asset Management, an estimated $23M added.
  • The largest Smith & Wesson seller in Q3 2013 was Dimensional Fund Advisors, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2013.