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Smith & Wesson

176 hedge funds and large institutions have $578M invested in Smith & Wesson in 2013 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 38 increasing their positions, 67 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

61% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 23

33% more capital invested

Capital invested by funds: $434M → $578M (+$144M)

9% more funds holding

Funds holding: 162176 (+14)

3% less call options, than puts

Call options by funds: $13.3M | Put options by funds: $13.7M

43% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 67

Holders
176
Holders Change
+14
Holders Change %
+8.64%
% of All Funds
5.11%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.15%
New
37
Increased
38
Reduced
67
Closed
23
Calls
$13.3M
Puts
$13.7M
Net Calls
-$361K
Net Calls Change
-$2.56M
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
101
Private Advisor Group
New Jersey
$381K +$328K +36,727 New
Invesco
102
Invesco
Georgia
$360K -$392K -43,875 -56%
AI
103
Analytic Investors
California
$358K -$1.92M -215,204 -86%
UBS AM
104
UBS AM
Illinois
$347K -$15.1K -1,691 -5%
Tudor Investment Corp
105
Tudor Investment Corp
Connecticut
$339K -$298K -33,396 -51%
Lazard Asset Management
106
Lazard Asset Management
New York
$339K
BIM
107
Bridgecreek Investment Management
Oklahoma
$337K
JG
108
Jefferies Group
New York
$334K -$149K -16,663 -34%
Barclays
109
Barclays
United Kingdom
$326K -$31.1K -3,487 -10%
YP
110
Yellowstone Partners
Idaho
$321K +$277K +30,972 New
IB
111
Intrust Bank
Kansas
$318K +$274K +30,635 New
Commonwealth Equity Services
112
Commonwealth Equity Services
Massachusetts
$309K -$123K -13,771 -32%
RG
113
Renaissance Group
Kentucky
$298K -$3.13K -350 -1%
PSC
114
Piper Sandler & Co
Minnesota
$287K +$247K +27,646 New
Mitsubishi UFJ Asset Management
115
Mitsubishi UFJ Asset Management
Japan
$287K +$249K +27,841 New
VRS
116
Virginia Retirement Systems
Virginia
$277K -$177K -19,775 -43%
DC
117
Deere & Company
Illinois
$264K
QIM
118
Quantitative Investment Management
Virginia
$261K +$225K +25,239 New
PNC Financial Services Group
119
PNC Financial Services Group
Pennsylvania
$251K +$98K +10,970 +82%
Janney Montgomery Scott
120
Janney Montgomery Scott
Pennsylvania
$247K +$213K +23,841 New
RJA
121
Raymond James & Associates
Florida
$247K -$956 -107 -0.4%
Principal Financial Group
122
Principal Financial Group
Iowa
$241K -$32.4K -3,627 -14%
BC
123
Burney Company
Virginia
$238K +$205K +22,969 New
JC
124
JBF Capital
Colorado
$229K +$198K +22,117 New
Los Angeles Capital Management
125
Los Angeles Capital Management
California
$220K +$929 +104 +0.5%

SWBI Hedge Fund Activity: Q4 2013 in Review

176 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q4 2013, worth a combined $578M — up 33% from $434M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SWBI positions and 23 closed out — a net gain of 14 holders — while 38 added to existing stakes and 67 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $40.4M. The largest seller was Prudential Financial, cutting an estimated $10.8M.

  • 176 institutional investors held Smith & Wesson (SWBI) as of Q4 2013, up from 162 in Q3 2013.
  • Funds reported $578M of Smith & Wesson stock for Q4 2013, up 33% quarter-over-quarter.
  • 37 funds opened new Smith & Wesson positions in Q4 2013 and 23 closed out, a net change of +14 holders.
  • The largest Smith & Wesson buyer in Q4 2013 was Fidelity Investments, an estimated $40.4M added.
  • The largest Smith & Wesson seller in Q4 2013 was Prudential Financial, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2013.