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Smith & Wesson

176 hedge funds and large institutions have $578M invested in Smith & Wesson in 2013 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 38 increasing their positions, 67 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

61% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 23

33% more capital invested

Capital invested by funds: $434M → $578M (+$144M)

9% more funds holding

Funds holding: 162176 (+14)

3% less call options, than puts

Call options by funds: $13.3M | Put options by funds: $13.7M

43% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 67

Holders
176
Holders Change
+14
Holders Change %
+8.64%
% of All Funds
5.11%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.15%
New
37
Increased
38
Reduced
67
Closed
23
Calls
$13.3M
Puts
$13.7M
Net Calls
-$361K
Net Calls Change
-$2.56M
Name Holding Trade Value Shares
Change
Change in
Stake
DMK
51
David M. Knott
$2.02M
CS
52
Credit Suisse
Switzerland
$1.95M +$977K +109,364 +139%
AQR Capital Management
53
AQR Capital Management
Connecticut
$1.93M -$1.42M -158,852 -46%
Citadel Advisors
54
Citadel Advisors
Florida
$1.91M +$437K +48,888 +36%
WCM
55
Washington Capital Management
Washington
$1.9M +$1.64M +183,450 New
Dimensional Fund Advisors
56
Dimensional Fund Advisors
Texas
$1.86M -$39.9K -4,470 -2%
NI
57
Numeric Investors
Massachusetts
$1.72M -$804K -90,029 -35%
U
58
UBS
Switzerland
$1.7M +$204K +22,829 +16%
AllianceBernstein
59
AllianceBernstein
Tennessee
$1.7M -$89 -10 -0%
BL
60
Bolton LP
Connecticut
$1.7M +$1.46M +163,666 New
MWNA
61
Marshall Wace North America
New York
$1.45M +$1.25M +140,240 New
AG
62
Algert Global
California
$1.35M -$176K -19,737 -13%
PPA
63
Parametric Portfolio Associates
Washington
$1.26M +$180K +20,152 +20%
HW
64
Hancock Whitney
Mississippi
$1.26M
AL
65
Airain Ltd
Guernsey
$1.23M +$1.06M +118,409 New
Axa
66
Axa
France
$1.17M +$445K +49,828 +79%
JP Morgan Chase
67
JP Morgan Chase
New York
$1.16M +$553K +61,908 +123%
American Century Companies
68
American Century Companies
Missouri
$1.16M -$335K -37,462 -25%
DCM
69
Dupont Capital Management
Delaware
$1.15M -$88.2K -9,871 -8%
D.E. Shaw & Co
70
D.E. Shaw & Co
New York
$1.13M +$975K +109,154 New
TA
71
Teachers Advisors
New York
$1.13M -$64.3K -7,195 -6%
Asset Management One
72
Asset Management One
Japan
$1.03M
State Board of Administration of Florida Retirement System
73
State Board of Administration of Florida Retirement System
Florida
$1.01M
Massachusetts Financial Services
74
Massachusetts Financial Services
Massachusetts
$955K -$140K -15,625 -15%
FQ
75
First Quadrant
California
$920K -$1.51M -168,610 -66%

SWBI Hedge Fund Activity: Q4 2013 in Review

176 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q4 2013, worth a combined $578M — up 33% from $434M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new SWBI positions and 23 closed out — a net gain of 14 holders — while 38 added to existing stakes and 67 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $40.4M. The largest seller was Prudential Financial, cutting an estimated $10.8M.

  • 176 institutional investors held Smith & Wesson (SWBI) as of Q4 2013, up from 162 in Q3 2013.
  • Funds reported $578M of Smith & Wesson stock for Q4 2013, up 33% quarter-over-quarter.
  • 37 funds opened new Smith & Wesson positions in Q4 2013 and 23 closed out, a net change of +14 holders.
  • The largest Smith & Wesson buyer in Q4 2013 was Fidelity Investments, an estimated $40.4M added.
  • The largest Smith & Wesson seller in Q4 2013 was Prudential Financial, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2013.