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Smith & Wesson

197 hedge funds and large institutions have $795M invested in Smith & Wesson in 2016 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 65 increasing their positions, 63 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more call options, than puts

Call options by funds: $21.5M | Put options by funds: $16.6M

3% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 63

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

19% less funds holding

Funds holding: 243197 (-46)

29% less capital invested

Capital invested by funds: $1.12B → $795M (-$324M)

55% less first-time investments, than exits

New positions opened: 33 | Existing positions closed: 74

Holders
197
Holders Change
-46
Holders Change %
-18.93%
% of All Funds
4.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
33
Increased
65
Reduced
63
Closed
74
Calls
$21.5M
Puts
$16.6M
Net Calls
+$4.89M
Net Calls Change
-$23.9M
Name Holding Trade Value Shares
Change
Change in
Stake
BHC
26
Bowen Hanes & Co
Florida
$6.54M -$15.5M -841,617 -68%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$6.53M -$2.21M -119,985 -25%
JIR
28
James Investment Research
Ohio
$6.35M -$5.26M -284,861 -42%
JIM
29
Jupiter Investment Management
United Kingdom
$6.12M +$4.75M +257,296 +214%
Goldman Sachs
30
Goldman Sachs
New York
$5.33M -$5.57M -301,791 -48%
SC
31
Sculptor Capital
New York
$5.05M +$5.75M +311,798 New
NI
32
Numeric Investors
Massachusetts
$4.89M -$22M -1,191,099 -80%
JP Morgan Chase
33
JP Morgan Chase
New York
$4.87M +$5.04M +273,061 +990%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$4.47M +$5.09M +275,616 New
Invesco
35
Invesco
Georgia
$4.4M +$3.92M +212,628 +360%
BIM
36
BlackRock Investment Management
Delaware
$4.34M -$13.2K -715 -0.3%
Balyasny Asset Management
37
Balyasny Asset Management
Illinois
$4.31M +$4.91M +266,045 New
RA
38
Royce & Associates
New York
$4.16M +$720K +39,030 +18%
Canada Pension Plan Investment Board
39
Canada Pension Plan Investment Board
Ontario, Canada
$3.98M -$2.34M -126,588 -34%
EIP
40
Epoch Investment Partners
New York
$3.9M +$4.45M +240,846 New
Axa
41
Axa
France
$3.79M +$538K +29,143 +14%
Citigroup
42
Citigroup
New York
$3.26M +$3.36M +182,175 +947%
FL
43
Fort LP
Maryland
$3.23M +$826K +44,761 +29%
UBS Group
44
UBS Group
Switzerland
$3.21M -$675K -36,547 -16%
Stifel Financial
45
Stifel Financial
Missouri
$3.02M +$3.3M +178,915 New
D.E. Shaw & Co
46
D.E. Shaw & Co
New York
$2.86M -$1.69M -91,542 -34%
CEI
47
Clark Estates Inc
New York
$2.57M
Mackenzie Financial
48
Mackenzie Financial
Ontario, Canada
$2.53M -$16.8K -911 -0.6%
Bank of America
49
Bank of America
North Carolina
$2.41M -$1.14M -61,638 -29%
Citadel Advisors
50
Citadel Advisors
Florida
$2.38M -$2.17M -117,716 -45%

SWBI Hedge Fund Activity: Q4 2016 in Review

197 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Smith & Wesson (SWBI) for Q4 2016, worth a combined $795M — down 29% from $1.12B a quarter earlier.

Sellers outnumbered buyers: 74 funds closed out of SWBI and 33 opened new positions — a net loss of 41 holders — while 63 trimmed existing stakes and 65 added.

The largest buyer was Vanguard Group, adding an estimated $25.4M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $50.1M sold.

  • 197 institutional investors held Smith & Wesson (SWBI) as of Q4 2016, down from 243 in Q3 2016.
  • Funds reported $795M of Smith & Wesson stock for Q4 2016, down 29% quarter-over-quarter.
  • 33 funds opened new Smith & Wesson positions in Q4 2016 and 74 closed out, a net change of -41 holders.
  • The largest Smith & Wesson buyer in Q4 2016 was Vanguard Group, an estimated $25.4M added.
  • The largest Smith & Wesson seller in Q4 2016 was Arrowstreet Capital, an estimated $50.1M sold.

Based on aggregated 13F filings for Q4 2016.