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SURG

SYNERGETICS USA, INC.

Delisted

SURG was delisted on the 15th of October, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
OAM
26
Oxford Asset Management
United Kingdom
$227K +$187K +45,853 +274%
Northern Trust
27
Northern Trust
Illinois
$191K +$19.8K +4,834 +10%
HIM
28
Hillsdale Investment Management
Ontario, Canada
$191K +$215K +52,700 New
Renaissance Technologies
29
Renaissance Technologies
New York
$184K +$155K +38,001 +299%
PCM
30
Perkins Capital Management
Minnesota
$181K -$621K -152,000 -75%
SKK
31
Shepherd Kaplan Krochuk
Massachusetts
$169K +$16.4K +4,000 +9%
PL
32
Plancorp LLC
Missouri
$165K +$187K +45,714 New
Morgan Stanley
33
Morgan Stanley
New York
$143K -$101K -24,806 -39%
NTCOC
34
Northern Trust Company of Connecticut
Connecticut
$135K
AWCI
35
Alpine Woods Capital Investors
New York
$134K +$57.2K +14,000 +61%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$100K
SI
37
Stephens Inc
Arkansas
$69K +$77.9K +19,055 New
CAM
38
ClariVest Asset Management
California
$67K
T. Rowe Price Associates
39
T. Rowe Price Associates
Maryland
$65K
State Street
40
State Street
Massachusetts
$60K
RFC
41
Regions Financial Corp
Alabama
$58K
N
42
Natixis
France
$53K +$60.9K +14,900 New
Wells Fargo
43
Wells Fargo
California
$49K +$9.98K +2,440 +22%
NPC
44
National Planning Corporation
California
$42K
US Bancorp
45
US Bancorp
Minnesota
$42K
GC
46
Guggenheim Capital
Illinois
$36K +$41.1K +10,046 New
EARNEST Partners
47
EARNEST Partners
Georgia
$27K +$30.7K +7,500 New
BIT
48
BlackRock Institutional Trust
California
$26K +$29.8K +7,293 New
Creative Planning
49
Creative Planning
Kansas
$17K
BA
50
BlackRock Advisors
Delaware
$13K