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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
101
Karpus Investment Management
New York
$152M -$6.91M -39,068 -5%
GCM
102
Graham Capital Management
Connecticut
$148M +$88.8M +501,725 +167%
BAM
103
Broadmark Asset Management
California
$142M +$32.9M +185,805 +32%
BP
104
BBR Partners
New York
$140M +$595K +3,364 +0.4%
AS
105
AIA (Singapore)
Singapore
$139M
GH
106
GAM Holding
Switzerland
$133M -$5.9M -33,363 -4%
Sanders Capital
107
Sanders Capital
Florida
$131M +$35.5M +200,500 +39%
Northwestern Mutual Wealth Management
108
Northwestern Mutual Wealth Management
Wisconsin
$131M +$16.7M +94,282 +15%
GIA
109
Gateway Investment Advisers
Ohio
$128M -$21.4M -120,737 -15%
TMNFIC
110
Tokio Marine & Nichido Fire Insurance Company
Japan
$127M
HI
111
Horizon Investments
North Carolina
$126M -$47.9M -270,409 -28%
MAA
112
Managed Account Advisors
New Jersey
$124M +$18.2M +102,794 +18%
BlackRock
113
BlackRock
New York
$121M -$1.17M -6,619 -1%
WT
114
Whittier Trust
California
$118M -$3.6M -20,367 -3%
TCT
115
TIAA CREF Trust
Missouri
$114M +$3.42M +19,343 +3%
Asset Management One
116
Asset Management One
Japan
$113M -$9.61M -54,300 -8%
Natixis Advisors
117
Natixis Advisors
Massachusetts
$111M -$2.62M -14,776 -2%
Franklin Resources
118
Franklin Resources
California
$109M +$1.97M +11,149 +2%
EHPM
119
Emery Howard Portfolio Management
California
$109M -$1.84M -10,414 -2%
NC
120
Nevsky Capital
United Kingdom
$109M
Millennium Management
121
Millennium Management
New York
$109M +$98.1M +554,535 +1,670%
HighTower Advisors
122
HighTower Advisors
Illinois
$107M +$34.8M +196,904 +52%
Commonwealth Equity Services
123
Commonwealth Equity Services
Massachusetts
$107M +$5.32M +30,071 +5%
BOH
124
Bank of Hawaii
Hawaii
$105M -$475K -2,684 -0.5%
KeyBank National Association
125
KeyBank National Association
Ohio
$101M -$4.44M -25,109 -4%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.