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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
EU
1201
Emory University
Georgia
$20K
OFC
1202
Open Field Capital
United States
$19K +$17.7K +100 New
NIM
1203
NuWave Investment Management
New Jersey
$14K -$497K -2,806 -97%
HCC
1204
Hirtle Callaghan & Co
Pennsylvania
$14K +$13.3K +75 New
FWM
1205
Focused Wealth Management
New York
$12K
MAM
1206
Meeder Asset Management
Ohio
$11K +$10.6K +60 New
AF
1207
Arrow Financial
New York
$9K
WCBA
1208
Weaver C. Barksdale & Associates
Tennessee
$7K -$100K -565 -94%
LFG
1209
LifePlan Financial Group
Ohio
$7K
CWM
1210
Cranbrook Wealth Management
Michigan
$7K +$6.9K +39 New
MP
1211
Manifold Partners
California
$5K +$4.96K +28 New
MIM
1212
Marco Investment Management
Georgia
$4.85K +$7.08K +40 +0.2%
BCMIO
1213
Beacon Capital Management Inc (Ohio)
Ohio
$4K +$3.36K +19 New
DIA
1214
Denver Investment Advisors
Colorado
$851 -$266K -1,503 -25%
NDSI
1215
Newman Dignan & Sheerar Inc
Rhode Island
$687 -$25.5K -144 -4%
UB
1216
UMB Bank
Missouri
$236 -$645K -3,643 -74%
VF
1217
Virtu Financial
New York
-$163M -920,272 Closed
Walleye Trading
1218
Walleye Trading
New York
-$129M -730,326 Closed
SAM
1219
Silverback Asset Management
North Carolina
-$118M -664,400 Closed
ACM
1220
Axial Capital Management
New York
-$108M -640,915 Closed
SPC
1221
Silver Point Capital
Connecticut
-$102M -578,999 Closed
TU
1222
TDAM USA
Ontario, Canada
-$82.5M -491,286 Closed
PCM
1223
Pentwater Capital Management
Florida
-$86.7M -490,000 Closed
JC
1224
Jetstream Capital
Tennessee
-$72.6M -410,000 Closed
AMH
1225
Apollo Management Holdings
New York
-$57.5M -325,000 Closed

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.