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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
VRS
1051
Virginia Retirement Systems
Virginia
$364K +$348K +1,969 New
WAM
1052
Weatherly Asset Management
California
$362K +$177 +1 +0.1%
RHBC
1053
R.H. Bluestein & Co
Michigan
$361K -$1.61M -9,085 -82%
CHC
1054
City Holding Co
West Virginia
$361K +$346K +1,955 New
T. Rowe Price Associates
1055
T. Rowe Price Associates
Maryland
$360K -$26.9K -152 -7%
KTC
1056
Kistler-Tiffany Companies
Pennsylvania
$357K +$45.3K +256 +15%
CI Investments Inc
1057
CI Investments Inc
Ontario, Canada
$351K -$17.7K -100 -5%
IAS
1058
IMA Advisory Services
Colorado
$350K
FNBOO
1059
First National Bank of Omaha
Nebraska
$349K -$35.9K -203 -10%
TCM
1060
Telos Capital Management
California
$347K +$354 +2 +0.1%
CCA
1061
Conestoga Capital Advisors
Pennsylvania
$345K
YAM
1062
Yacktman Asset Management
Texas
$345K +$331K +1,870 New
CW
1063
Cabot-Wellington
Massachusetts
$343K +$52.2K +295 +19%
VFP
1064
Verus Financial Partners
Virginia
$341K +$1.77K +10 +0.5%
SWM
1065
Segment Wealth Management
Texas
$340K
SRC
1066
Shufro Rose & Co
New York
$338K +$97.3K +550 +43%
PO
1067
Private Ocean
California
$337K +$323K +1,823 New
KFA
1068
Kelleher Financial Advisors
New York
$334K +$16.3K +92 +5%
IIC
1069
Ironwood Investment Counsel
Arizona
$329K -$19.5K -110 -6%
ST
1070
Sabal Trust
Florida
$328K +$315K +1,777 New
NYLT
1071
New York Life Trust
New York
$327K +$69.4K +392 +28%
TCM
1072
Tran Capital Management
California
$323K -$1.65M -9,348 -84%
GGPS
1073
Gary Goldberg Planning Services
New York
$323K -$20.5K -116 -6%
NFC
1074
Northeast Financial Consultants
Connecticut
$323K +$310K +1,749 New
WRM
1075
Westport Resources Management
Connecticut
$321K +$166K +938 +118%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.