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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
WCM
1001
Wealthcare Capital Management
Virginia
$518K -$8.85K -50 -2%
Eagle Capital Management (New York)
1002
Eagle Capital Management (New York)
New York
$517K +$496K +2,800 New
TWM
1003
Torch Wealth Management
Ohio
$511K +$490K +2,767 New
ACM
1004
Alpha Capital Management
Texas
$509K -$77.9K -440 -14%
OA
1005
Oxbow Advisors
Texas
$503K -$237K -1,340 -33%
EWM
1006
Endurance Wealth Management
Rhode Island
$503K -$30.4K -172 -6%
WEC
1007
Winslow Evans & Crocker
Massachusetts
$502K +$482K +2,721 New
SFG
1008
Sage Financial Group
Pennsylvania
$501K +$480K +2,711 New
QSS
1009
Quantitative Systematic Strategies
Florida
$500K +$481K +2,720 New
BFC
1010
Blue Fin Capital
Rhode Island
$485K +$465K +2,627 New
CYG
1011
Clean Yield Group
Vermont
$470K
PAS
1012
Professional Advisory Services
Florida
$468K -$57.5K -325 -11%
SCIA
1013
Sanibel Captiva Investment Advisers
Illinois
$458K
IT
1014
Independence Trust
Tennessee
$457K
TCOO
1015
Trust Company of Oklahoma
Oklahoma
$456K
TIM
1016
Thornburg Investment Management
New Mexico
$451K +$432K +2,443 New
MYAM
1017
Meiji Yasuda Asset Management
Japan
$448K -$325K -1,835 -43%
MCC
1018
Mid Continent Capital
Illinois
$447K -$69K -390 -14%
HIMC
1019
Heritage Investors Management Corp
Maryland
$447K +$428K +2,420 New
RFC
1020
Russell Frank Company
Washington
$445K -$1.31M -7,400 -75%
DMS
1021
Discretionary Management Services
Kansas
$443K +$425K +2,400 New
FCCM
1022
First City Capital Management
Georgia
$436K
DIA
1023
Dean Investment Associates
Ohio
$435K +$1.95K +11 +0.5%
WP
1024
WMS Partners
Maryland
$434K
OMC
1025
Overbrook Management Corp
New York
$432K +$59.3K +335 +17%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.