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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
CWA
76
Constellation Wealth Advisors
New York
$210M +$27.6M +156,203 +16%
Canada Life
77
Canada Life
Manitoba, Canada
$197M +$2.5M +14,125 +1%
SAS
78
Sage Advisory Services
Texas
$196M +$26.1M +147,268 +16%
Lazard Asset Management
79
Lazard Asset Management
New York
$195M +$70.9M +400,677 +61%
Balyasny Asset Management
80
Balyasny Asset Management
Illinois
$194M +$156M +879,183 +515%
BG
81
BlackRock Group
United Kingdom
$192M -$6.94M -39,200 -4%
LCG
82
Luxor Capital Group
New York
$191M +$126M +711,616 +219%
IG
83
ING Group
Netherlands
$190M +$32.6M +184,085 +22%
CM
84
Churchill Management
California
$188M -$30.4M -171,960 -14%
Public Sector Pension Investment Board (PSP Investments)
85
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$187M -$8.41M -47,500 -4%
SB
86
Suntrust Banks
Georgia
$185M -$10.1M -57,319 -5%
MLICM
87
Metropolitan Life Insurance Company (MetLife)
New York
$185M +$2.62M +14,780 +1%
TH
88
Timber Hill
Connecticut
$183M +$147M +829,155 +511%
CAPTRUST Financial Advisors
89
CAPTRUST Financial Advisors
North Carolina
$183M +$6.99M +39,491 +4%
Allianz Asset Management
90
Allianz Asset Management
Germany
$182M +$165M +932,504 +1,724%
JG
91
Jefferies Group
New York
$182M +$164M +924,129 +1,527%
Thrivent Financial for Lutherans
92
Thrivent Financial for Lutherans
Minnesota
$177M -$2.91M -16,454 -2%
ACM
93
Argonaut Capital Management
New York
$176M +$169M +955,000 New
AC
94
Allstate Corporation
Illinois
$176M +$6.09M +34,400 +4%
HSBC Holdings
95
HSBC Holdings
United Kingdom
$176M +$11.9M +67,049 +8%
BIM
96
BlackRock Investment Management
Delaware
$167M +$61.2M +345,865 +62%
BCM
97
Brookstone Capital Management
Illinois
$166M +$159M +899,561 New
BTS
98
BB&T Securities
Virginia
$165M +$2.67M +15,078 +20%
PPA
99
Parametric Portfolio Associates
Washington
$158M -$13.4M -75,587 -8%
Envestnet Asset Management
100
Envestnet Asset Management
Illinois
$154M +$33.8M +190,939 +30%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.