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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
LKIM
951
Lawson Kroeker Investment Management
Nebraska
$754K +$239K +1,350 +49%
FA
952
FCG Advisors
New Jersey
$749K +$718K +4,058 New
MDSL
953
M.D. Sass LLC
New York
$748K +$717K +4,050 New
HC
954
Hourglass Capital
Texas
$746K -$11.5K -65 -2%
BFM
955
Boston Financial Management
Massachusetts
$745K +$354 +2 +0%
HM
956
Harvest Management
New York
$739K +$708K +4,000 New
Principal Financial Group
957
Principal Financial Group
Iowa
$736K -$144K -816 -17%
WCM
958
Westend Capital Management
California
$734K +$704K +3,975 New
CCG
959
Chatham Capital Group
Georgia
$730K -$8.85K -50 -1%
RG
960
Renaissance Group
Kentucky
$730K
NGA
961
Naples Global Advisors
Florida
$717K +$687K +3,881 New
FPCM
962
Financial Partners Capital Management
New York
$714K -$32.7K -185 -5%
PHS
963
Pekin Hardy Strauss
Illinois
$703K +$177 +1 +0%
CFA
964
Capstone Financial Advisors
Illinois
$703K +$674K +3,806 New
EWM
965
Empirical Wealth Management
Washington
$684K +$374K +2,112 +133%
OFS
966
Orrstown Financial Services
Pennsylvania
$678K -$124K -700 -16%
SFI
967
SPC Financial Inc
Maryland
$675K -$28.3K -160 -4%
CB
968
Chemical Bank
Michigan
$673K -$277K -1,565 -30%
FAM
969
Formidable Asset Management
Ohio
$668K +$1.77K +10 +0.3%
AI
970
Accredited Investors
Minnesota
$663K -$14.5K -82 -2%
EAMA
971
EFG Asset Management (Americas)
Florida
$660K +$632K +3,572 New
JIR
972
James Investment Research
Ohio
$657K -$50.4K -285 -7%
SLG
973
Stanley-Laman Group
Pennsylvania
$657K +$630K +3,559 New
TCM
974
Tradition Capital Management
New Jersey
$655K +$84.2K +476 +15%
SFA
975
Sequoia Financial Advisors
Ohio
$655K +$628K +3,546 New

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.