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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
HSA
901
HBK Sorce Advisory
Pennsylvania
$1M +$226K +1,275 +31%
BEC
902
Blue Edge Capital
Virginia
$1M +$961K +5,428 New
AP
903
Advisor Partners
California
$988K +$14.7K +83 +2%
MFIMFI
904
Mesirow Financial Investment Management - Fixed Income
Illinois
$987K -$176K -992 -16%
NL
905
NWAM LLC
Washington
$986K -$547K -3,088 -37%
FIM
906
Frontier Investment Management
Texas
$963K +$359K +2,028 +55%
Luther King Capital Management (LKCM)
907
Luther King Capital Management (LKCM)
Texas
$958K -$519K -2,930 -36%
BWP
908
Baldwin Wealth Partners
Massachusetts
$946K +$53.5K +302 +6%
IC
909
Iconiq Capital
California
$938K -$116K -655 -11%
JFA
910
JNBA Financial Advisors
Minnesota
$927K -$265K -1,496 -23%
ID
911
Integral Derivatives
New York
$927K +$888K +5,020 New
ACMI
912
Amida Capital Management II
New York
$923K -$290K -1,639 -25%
LC
913
Lilley & Co
Michigan
$914K +$27.4K +155 +3%
BEAM
914
Baker Ellis Asset Management
Washington
$909K -$8.85K -50 -1%
CANC
915
Culbertson A N & Co
Virginia
$908K -$20.2K -114 -2%
CI
916
Cowen Inc
New York
$905K -$53.1K -300 -6%
WPC
917
Waters Parkerson & Co
Louisiana
$902K -$885 -5 -0.1%
BAM
918
Brave Asset Management
New Jersey
$883K +$846K +4,782 New
CT
919
Coastline Trust
Rhode Island
$873K +$19.5K +110 +2%
BCM
920
BTR Capital Management
California
$866K +$125K +707 +18%
AT
921
Allston Trading
Illinois
$861K +$825K +4,662 New
AT
922
Arden Trust
Delaware
$858K +$114K +642 +16%
SHWM
923
Smith & Howard Wealth Management
Georgia
$851K +$70.8K +400 +10%
DAM
924
Delta Asset Management
Tennessee
$850K -$70.8K -400 -8%
KIA
925
Kopp Investment Advisors
Minnesota
$850K

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.