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State Street SPDR S&P 500 ETF Trust

1,523 hedge funds and large institutions have $152B invested in State Street SPDR S&P 500 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 113 funds opening new positions, 581 increasing their positions, 639 reducing their positions, and 70 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more first-time investments, than exits

New positions opened: 113 | Existing positions closed: 70

7% more capital invested

Capital invested by funds: $143B → $152B (+$9.32B)

2.76% more ownership

Funds ownership: 76.88%79.64% (+2.8%)

2% more funds holding

Funds holding: 1,4961,523 (+27)

1% more funds holding in top 10

Funds holding in top 10: 464470 (+6)

9% less repeat investments, than reductions

Existing positions increased: 581 | Existing positions reduced: 639

46% less call options, than puts

Call options by funds: $78.5B | Put options by funds: $146B

Holders
1,523
Holders Change
+27
Holders Change %
+1.8%
% of All Funds
40.64%
Holding in Top 10
470
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+1.29%
% of All Funds
12.54%
New
113
Increased
581
Reduced
639
Closed
70
Calls
$78.5B
Puts
$146B
Net Calls
-$67.7B
Net Calls Change
-$20.6B
Name Holding Trade Value Shares
Change
Change in
Stake
KAM
726
Keeley Asset Management
Illinois
$3.8M -$34.8K -161 -0.9%
BRWA
727
B. Riley Wealth Advisors
Florida
$3.8M +$975K +4,510 +31%
CFSG
728
Community Financial Services Group
Vermont
$3.79M +$3.51M +16,231 +1,251%
KKRC
729
Kohlberg Kravis Roberts & Co
New York
$3.79M +$3.78M +17,500 New
MPI
730
Mairs & Power Inc
Minnesota
$3.78M -$2.94M -13,603 -44%
VIA
731
Vantage Investment Advisors
Pennsylvania
$3.77M -$1.33M -6,141 -26%
AF
732
Aldebaran Financial
$3.76M -$1.03M -4,748 -21%
FA
733
FCG Advisors
New Jersey
$3.75M -$1.49M -6,897 -28%
FFA
734
First Foundation Advisors
California
$3.75M -$182K -843 -5%
CC
735
Cadinha & Co
Hawaii
$3.71M -$283K -1,309 -7%
WS
736
Wedbush Securities
California
$3.7M +$444K +2,055 +14%
SGCA
737
Steel Grove Capital Advisors
Tennessee
$3.7M -$27.2K -126 -0.7%
PG
738
Patten Group
Tennessee
$3.7M +$97.1K +449 +3%
ACI
739
Alpha Cubed Investments
California
$3.62M +$1.81M +8,354 +99%
UAS
740
United Asset Strategies
New York
$3.61M +$1.16M +5,382 +48%
LNB
741
Ledyard National Bank
$3.6M -$51.4K -238 -1%
SI
742
Scharf Investments
California
$3.59M +$3.27M +15,109 +1,003%
SMH
743
Sanders Morris Harris
Texas
$3.58M +$380K +1,757 +14%
FAM
744
Fenimore Asset Management
New York
$3.58M +$3.58M +16,557 New
Kovitz Investment Group Partners
745
Kovitz Investment Group Partners
Illinois
$3.57M -$3.73M -17,250 -51%
CFA
746
CT Financial Advisors
Pennsylvania
$3.54M -$117K -541 -3%
GLA
747
Great Lakes Advisors
Illinois
$3.53M -$39.6K -183 -1%
CIP
748
Chartwell Investment Partners
Pennsylvania
$3.53M +$2.59M +12,000 +279%
MC
749
Middleton & Co
Massachusetts
$3.52M +$291K +1,345 +9%
TW
750
Transform Wealth
Colorado
$3.52M +$55.8K +258 +2%

SPY Hedge Fund Activity: Q3 2016 in Review

1,523 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q3 2016, worth a combined $152B — up 6.5% from $143B a quarter earlier.

Buyers outnumbered sellers: 113 funds opened new SPY positions and 70 closed out — a net gain of 43 holders — while 581 added to existing stakes and 639 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $4B. The largest seller was Citigroup, cutting an estimated $2.73B.

  • 1,523 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q3 2016, up from 1,496 in Q2 2016.
  • Funds reported $152B of State Street SPDR S&P 500 ETF Trust stock for Q3 2016, up 6.5% quarter-over-quarter.
  • 113 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q3 2016 and 70 closed out, a net change of +43 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q3 2016 was JP Morgan Chase, an estimated $4B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q3 2016 was Citigroup, an estimated $2.73B sold.

Based on aggregated 13F filings for Q3 2016.