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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
SI
701
Shaker Investments
Ohio
$2.58M +$2.47M +13,975 New
EVM
702
Eaton Vance Management
Massachusetts
$2.55M +$149K +841 +6%
RMC
703
Regis Management Company
California
$2.55M +$988K +5,581 +68%
MC
704
Miles Capital
Iowa
$2.52M
AW
705
Alpha Windward
Massachusetts
$2.51M -$280K -1,580 -10%
PC
706
Permanens Capital
New York
$2.5M +$2.4M +13,550 New
GCAC
707
Guardian Capital Advisors (Canada)
Ontario, Canada
$2.49M -$51.3K -290 -2%
RPGK
708
Retirement Planning Group (Kansas)
Kansas
$2.48M -$249K -1,409 -9%
BRM
709
Boston Research & Management
Massachusetts
$2.47M -$7.08K -40 -0.3%
ASN
710
Advisory Services Network
Georgia
$2.45M +$2.35M +13,253 New
CIC
711
Carnegie Investment Counsel
Ohio
$2.43M +$224K +1,265 +11%
WPC
712
White Pine Capital
Minnesota
$2.42M +$35.4K +200 +2%
SWM
713
Strategic Wealth Management
Washington
$2.4M -$4.69M -26,471 -67%
DAS
714
Dynamic Advisor Solutions
Arizona
$2.4M +$2.3M +12,977 New
LWI
715
Long Wharf Investors
Massachusetts
$2.4M +$239K +1,350 +12%
RTS
716
Round Table Services
New Jersey
$2.38M +$1.27M +7,198 +126%
Cohen & Steers
717
Cohen & Steers
New York
$2.35M
KT
718
Kanaly Trust
Texas
$2.33M +$331K +1,869 +17%
CAM
719
Capstone Asset Management
Texas
$2.31M +$1.17M +6,609 +112%
LOCC
720
Lombard Odier & Cie (Canada)
Quebec, Canada
$2.31M +$2.21M +12,479 New
RIG
721
Renaissance Investment Group
Massachusetts
$2.29M -$214K -1,207 -9%
KAM
722
Keeley Asset Management
Illinois
$2.29M -$79.8M -451,122 -97%
LI
723
LMCG Investments
Massachusetts
$2.26M +$174K +982 +9%
1GA
724
1st Global Advisors
Texas
$2.25M +$229K +1,294 +12%
GHAM
725
Gilman Hill Asset Management
Connecticut
$2.23M +$531 +3 +0%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.