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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
SKK
601
Shepherd Kaplan Krochuk
Massachusetts
$4.2M +$2.97M +16,780 +282%
BJ
602
Brouwer & Janachowski
California
$4.15M +$3.97M +22,454 New
BFS
603
Bradley Foster & Sargent
Connecticut
$4.13M +$180K +1,018 +5%
LIM
604
Leavell Investment Management
Alabama
$4.12M +$32.9K +186 +0.8%
PWW
605
Pettyjohn Wood & White
Virginia
$4.1M +$1.08M +6,088 +38%
CL
606
CIM LLC
New York
$4.1M -$36.3K -205 -0.9%
P
607
Pitcairn
Pennsylvania
$4.05M -$66.2K -374 -2%
CAM
608
CMT Asset Management
Illinois
$4.01M -$5.04M -28,495 -57%
ACM
609
Avalon Capital Management
California
$4M +$1.97M +11,127 +106%
HR
610
Howe & Rusling
New York
$3.95M +$715K +4,040 +23%
FHC
611
First Heartland Consultants
Missouri
$3.94M -$744K -4,201 -16%
STMM
612
South Texas Money Management
Texas
$3.91M -$5.77M -32,612 -61%
CFC
613
Coyle Financial Counsel
Illinois
$3.91M +$3.75M +21,168 New
SIM
614
Strategic Investment Management
Virginia
$3.9M
NAMP
615
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$3.9M +$137K +776 +4%
HCMT
616
Highland Capital Management (Tennessee)
Tennessee
$3.86M -$59.3K -335 -2%
CSIC
617
Clifford Swan Investment Counsel
California
$3.86M +$131K +741 +4%
FFA
618
First Foundation Advisors
California
$3.84M +$1.1M +6,196 +42%
AMM
619
American Money Management
California
$3.82M +$3.66M +20,684 New
BII
620
Baring International Investment
United Kingdom
$3.79M -$1.52M -8,615 -30%
KFS
621
KMS Financial Services
Washington
$3.77M +$1.02M +5,740 +39%
SHA
622
Smith Hayes Advisers
Nebraska
$3.76M
MA
623
MCF Advisors
Kentucky
$3.75M +$121K +684 +4%
WSTAM
624
Wilbanks Smith & Thomas Asset Management
Virginia
$3.75M -$136K -766 -4%
LCS
625
Levin Capital Strategies
New York
$3.75M +$3.59M +20,275 New

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.