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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$1.13B -$2.7M -15,232 -0.2%
Northern Trust
27
Northern Trust
Illinois
$1.05B +$59.3M +335,306 +6%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$938M +$36.4M +205,604 +4%
BIT
29
BlackRock Institutional Trust
California
$910M +$865M +4,888,979 +12,523%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$893M +$46M +259,830 +6%
LCM
31
Laurion Capital Management
New York
$840M +$805M +4,548,936 New
NB
32
Norinchukin Bank
Japan
$837M
AssetMark Inc
33
AssetMark Inc
California
$786M -$25.4M -143,348 -3%
Ameriprise
34
Ameriprise
Minnesota
$785M +$128M +723,132 +21%
US Bancorp
35
US Bancorp
Minnesota
$764M -$2.01M -11,383 -0.3%
MSU
36
Maple Securities USA
New Jersey
$757M +$457M +2,582,595 +170%
SR
37
Swiss Reinsurance
Switzerland
$742M -$2.96M -16,700 -0.4%
SMM
38
Stadion Money Management
Georgia
$727M -$145M -816,938 -17%
LFM
39
Lumina Fund Management
New York
$673M +$29.4M +165,900 +5%
Capital Fund Management (CFM)
40
Capital Fund Management (CFM)
France
$668M +$641M +3,619,405 New
MSA
41
Mason Street Advisors
Wisconsin
$660M +$503M +2,842,066 +389%
SOMRS
42
State of Michigan Retirement System
Michigan
$648M +$208M +1,175,000 +50%
SCM
43
Sterling Capital Management
North Carolina
$639M +$518M +2,929,414 +554%
TD Asset Management
44
TD Asset Management
Ontario, Canada
$629M -$20.6M -116,262 -3%
LMGAM
45
Liberty Mutual Group Asset Management
Massachusetts
$594M +$11.3M +64,032 +2%
MTWSIF
46
Mivtachim The Workers Social Insurance Fund
Israel
$580M +$556M +3,141,629 New
AllianceBernstein
47
AllianceBernstein
Tennessee
$580M +$43.1M +243,594 +8%
V
48
Veritable
Delaware
$571M +$6.07M +34,281 +1%
SG Americas Securities
49
SG Americas Securities
New York
$524M -$205M -1,158,157 -29%
DCC
50
Dow Chemical Company
Michigan
$500M +$5.84M +33,000 +1%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.