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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
ATC
401
Adirondack Trust Company
New York
$12.3M +$439K +2,480 +4%
ABC
402
Associated Banc-Corp
Wisconsin
$12.3M -$566K -3,199 -5%
ACM
403
Argentus Capital Management
Texas
$12.2M +$4.83M +27,272 +70%
CP
404
Cinque Partners
California
$12.1M +$3.29M +18,602 +40%
Mariner
405
Mariner
Kansas
$12M +$326K +1,843 +3%
Capstone Investment Advisors
406
Capstone Investment Advisors
New York
$11.9M +$11.4M +64,344 New
First Manhattan
407
First Manhattan
New York
$11.9M +$973K +5,500 +9%
KFA
408
Kays Financial Advisory
Georgia
$11.8M +$11.3M +64,078 New
CI
409
Constellation Investments
Ohio
$11.8M +$283K +1,600 +3%
BUB
410
BBVA USA Bancshares
Texas
$11.7M -$919K -5,190 -8%
Jennison Associates
411
Jennison Associates
New York
$11.5M +$4.99M +28,208 +82%
UCFA
412
United Capital Financial Advisors
Texas
$11.4M -$2.59M -14,660 -19%
MFS
413
MSI Financial Services
Massachusetts
$11.4M -$211K -1,192 -2%
FAAS
414
First Allied Advisory Services
California
$11.4M +$1.43M +8,056 +15%
WT
415
Washington Trust
Rhode Island
$11.3M +$2.34M +13,198 +27%
AI
416
Atria Investments
North Carolina
$11.2M +$1.28M +7,204 +13%
NC
417
NBW Capital
Massachusetts
$11.2M +$2.32M +13,118 +28%
ICM
418
Ionic Capital Management
New York
$11.2M +$10.7M +60,533 New
CCM
419
Chilton Capital Management
Texas
$11.2M +$161K +908 +2%
HFS
420
HL Financial Services
Kentucky
$11.1M +$639K +3,609 +6%
GECH
421
Garnet Equity Capital Holdings
New York
$11.1M -$5.31M -30,000 -33%
SIM
422
Sterling Investment Management
Arizona
$11M +$10.6M +59,706 New
HJA
423
Hugh Johnson Advisors
New York
$10.9M -$171K -964 -2%
DBIA
424
Dumont & Blake Investment Advisors
New Jersey
$10.8M -$3.4M -19,200 -25%
TBA
425
Train Babcock Advisors
New York
$10.8M +$165K +932 +2%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.