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State Street SPDR S&P 500 ETF Trust

1,211 hedge funds and large institutions have $142B invested in State Street SPDR S&P 500 ETF Trust in 2013 Q4 according to their latest regulatory filings, with 233 funds opening new positions, 476 increasing their positions, 402 reducing their positions, and 64 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 233 | Existing positions closed: 64

20% more funds holding in top 10

Funds holding in top 10: 318383 (+65)

19% more capital invested

Capital invested by funds: $119B → $142B (+$22.7B)

18% more repeat investments, than reductions

Existing positions increased: 476 | Existing positions reduced: 402

15% more funds holding

Funds holding: 1,0531,211 (+158)

2.92% more ownership

Funds ownership: 78.46%81.39% (+2.9%)

30% less call options, than puts

Call options by funds: $55.3B | Put options by funds: $78.5B

Holders
1,211
Holders Change
+158
Holders Change %
+15%
% of All Funds
35.13%
Holding in Top 10
383
Holding in Top 10 Change
+65
Holding in Top 10 Change %
+20.44%
% of All Funds
11.11%
New
233
Increased
476
Reduced
402
Closed
64
Calls
$55.3B
Puts
$78.5B
Net Calls
-$23.2B
Net Calls Change
+$12.6B
Name Holding Trade Value Shares
Change
Change in
Stake
CI
376
Conning Inc
Connecticut
$14.8M
Neuberger Berman Group
377
Neuberger Berman Group
New York
$14.3M +$688K +3,885 +5%
NPC
378
National Planning Corporation
California
$14.2M +$359K +2,026 +3%
AT
379
Arvest Trust
Oklahoma
$14.2M -$302K -1,708 -2%
CCM
380
Condor Capital Management
New Jersey
$14M -$13.3K -75 -0.1%
QAM
381
QCI Asset Management
New York
$14M +$287K +1,619 +2%
CC
382
Chanos & Company
New York
$14M +$6.75M +38,110 +102%
GEM
383
Global Endowment Management
North Carolina
$13.9M +$5.86M +33,100 +79%
JIC
384
Johnson Investment Counsel
Ohio
$13.8M -$8.14K -46 -0.1%
FCI
385
Financial Counselors Inc
Kansas
$13.5M +$2.71M +15,303 +26%
BSWMG
386
Barrington Strategic Wealth Management Group
Illinois
$13.5M +$1.52M +8,582 +13%
DCM
387
Dupont Capital Management
Delaware
$13.4M -$13.8M -78,197 -52%
SAM
388
Securian Asset Management
Minnesota
$13.3M -$6.01M -33,942 -32%
VWM
389
Vector Wealth Management
Minnesota
$13.3M +$6.2K +35 +0%
WCM
390
Wunderlich Capital Managemnt
Tennessee
$13M +$12.5M +70,603 New
DBT
391
Dubuque Bank & Trust
Iowa
$12.9M -$3.33M -18,825 -21%
GCA
392
Gideon Capital Advisors
New York
$12.9M +$12.4M +69,814 New
JWM
393
Jacobus Wealth Management
Wisconsin
$12.8M -$1M -5,668 -8%
CCM
394
Covington Capital Management
California
$12.7M +$1.25M +7,075 +10%
WPW
395
Waldron Private Wealth
Pennsylvania
$12.6M +$12.1M +68,096 New
GI
396
Gradient Investments
Minnesota
$12.6M -$1.7M -9,603 -12%
PAM
397
PartnerRe Asset Management
Connecticut
$12.5M -$27.5M -155,314 -70%
KWMG
398
King Wealth Management Group
Florida
$12.5M +$1.49M +8,419 +14%
1IC
399
1919 Investment Counsel
Maryland
$12.4M +$640K +3,615 +6%
SC
400
Skylands Capital
Wisconsin
$12.3M -$1.69M -9,550 -13%

SPY Hedge Fund Activity: Q4 2013 in Review

1,211 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 500 ETF Trust (SPY) for Q4 2013, worth a combined $142B — up 19% from $119B a quarter earlier.

Buyers outnumbered sellers: 233 funds opened new SPY positions and 64 closed out — a net gain of 169 holders — while 476 added to existing stakes and 402 trimmed.

The largest buyer was Barclays, adding an estimated $3.38B. The largest seller was BNP Paribas Financial Markets, cutting an estimated $2.53B.

  • 1,211 institutional investors held State Street SPDR S&P 500 ETF Trust (SPY) as of Q4 2013, up from 1,053 in Q3 2013.
  • Funds reported $142B of State Street SPDR S&P 500 ETF Trust stock for Q4 2013, up 19% quarter-over-quarter.
  • 233 funds opened new State Street SPDR S&P 500 ETF Trust positions in Q4 2013 and 64 closed out, a net change of +169 holders.
  • The largest State Street SPDR S&P 500 ETF Trust buyer in Q4 2013 was Barclays, an estimated $3.38B added.
  • The largest State Street SPDR S&P 500 ETF Trust seller in Q4 2013 was BNP Paribas Financial Markets, an estimated $2.53B sold.

Based on aggregated 13F filings for Q4 2013.