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SNDS

SUSTAINABLE NORTH AMERICAN OIL SANDS ETF

Delisted

SNDS was delisted on the 20th of June, 2013.

Name Holding Trade Value Shares
Change
Change in
Stake
AG
1
Advisor Group
Arizona
$1.82M +$1.82M +97,435 New
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.38M +$33.6K +1,796 +2%
LPL Financial
3
LPL Financial
California
$640K -$655K -34,818 -51%
CA
4
Cetera Advisors
Colorado
$350K +$56K +2,994 +19%
CWM
5
Concert Wealth Management
California
$348K +$348K +18,643 New
VKH
6
Virtu KCG Holdings
New York
$239K +$239K +12,795 New
Goldman Sachs
7
Goldman Sachs
New York
$215K -$21.2K -1,132 -9%
AFP
8
Ausdal Financial Partners
Iowa
$187K -$14K -749 -7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$118K +$109K +5,800 +1,160%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$46K +$204 +11 +0.4%
CFA
11
Carroll Financial Associates
North Carolina
$28K
WA
12
WFG Advisors
Texas
$19K -$17.5K -923 -48%
SEI Investments
13
SEI Investments
Pennsylvania
$16K +$16K +867 New
IA
14
IFP Advisors
Florida
$15K +$15K +816 New
Morgan Stanley
15
Morgan Stanley
New York
$13K +$5.56K +300 +75%
MFS
16
MSI Financial Services
Massachusetts
$10K
Wells Fargo
17
Wells Fargo
California
$10K +$9.98K +521 +52,100%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$5K
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$4K
AIG
20
American International Group
New York
-$1.74M -95,750 Closed
AHC
21
Adell Harriman & Carpenter
Texas
-$188K -10,350 Closed
TJHA
22
Thomas J. Herzfeld Advisors
Florida
-$107K -5,900 Closed