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SNDS

SUSTAINABLE NORTH AMERICAN OIL SANDS ETF

Delisted

SNDS was delisted on the 20th of June, 2013.

Name Holding Trade Value Shares
Change
Change in
Stake
AIG
1
American International Group
New York
$2.24M +$909K +42,077 +68%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.15M +$749K +34,655 +185%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.11M +$13.7K +633 +1%
LPL Financial
4
LPL Financial
California
$1.05M -$623K -28,839 -37%
PAG
5
Private Advisor Group
New Jersey
$847K +$847K +39,200 New
PAM
6
PVG Asset Management
Colorado
$594K +$594K +27,518 New
AHC
7
Adell Harriman & Carpenter
Texas
$518K +$25.9K +1,200 +5%
BTS
8
BB&T Securities
Virginia
$377K -$86.3K -3,998 -19%
CFA
9
Cahill Financial Advisors
Minnesota
$257K +$35.3K +1,631 +16%
Ameriprise
10
Ameriprise
Minnesota
$226K +$226K +10,458 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$87K +$74K +3,424 +571%
NPC
12
National Planning Corporation
California
$73.4K +$73.4K +3,500 New
WA
13
WFG Advisors
Texas
$67K -$49.7K -2,307 -43%
UBS Group
14
UBS Group
Switzerland
$54K +$54K +2,510 New
GAM
15
Gemmer Asset Management
California
$28K +$9.37K +430 +50%
MFS
16
MSI Financial Services
Massachusetts
$20K -$5.43K -250 -21%
Creative Planning
17
Creative Planning
Kansas
$19K +$19K +900 New
TRCT
18
Tower Research Capital (TRC)
New York
$8K +$8K +363 New
CFA
19
Carroll Financial Associates
North Carolina
$7K -$78K -3,900 -92%
VKH
20
Virtu KCG Holdings
New York
-$639K -27,787 Closed
VFS
21
VSR Financial Services
Kansas
-$294K -12,802 Closed
PTC
22
Private Trust Company
Ohio
-$36K -1,568 Closed
NFG
23
Next Financial Group
Texas
-$35K -1,533 Closed