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The Simply Good Foods Company Warrant

Delisted

SMPLW was delisted on the 5th of November, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
AGC
1
Angelo Gordon & Co
New York
$10.5M – – –
Highbridge Capital Management
2
Highbridge Capital Management
New York
$10.4M +$1.05M +299,161 +14%
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$5.67M – – –
CI
4
Cowen Inc
New York
$3.57M +$3.03M +861,155 New
TD Asset Management
5
TD Asset Management
Ontario, Canada
$3.4M – – –
6CM
6
683 Capital Management
New York
$3.32M -$1.91K -541 -0.1%
GL
7
Governors Lane
New York
$2.77M – – –
Manulife (Manufacturers Life Insurance)
8
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.59M – – –
ZA
9
Zazove Associates
Nevada
$2.51M +$2.13M +603,912 New
Aristeia Capital
10
Aristeia Capital
Connecticut
$2.16M -$9.15K -2,600 -0.5%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$2.09M – – –
ICM
12
Ionic Capital Management
New York
$2.07M +$568K +161,415 +48%
Moore Capital Management
13
Moore Capital Management
New York
$1.25M – – –
LCS
14
Levin Capital Strategies
New York
$1.19M -$1.91K -542 -0.2%
TAM
15
TFG Asset Management
Cayman Islands
$1.06M +$473K +134,269 +111%
Davidson Kempner Capital Management
16
Davidson Kempner Capital Management
New York
$816K – – –
CCA
17
Castle Creek Arbitrage
Colorado
$510K – – –
BCM
18
Bluefin Capital Management
New York
$507K +$13.8K +3,916 +3%
Context Capital Management
19
Context Capital Management
California
$415K – – –
ES
20
Equitec Specialists
Illinois
$309K -$63.9K -18,143 -20%
Weiss Asset Management
21
Weiss Asset Management
Massachusetts
$233K – – –
KPF
22
K2 Principal Fund
Ontario, Canada
$208K – – –
Goldman Sachs
23
Goldman Sachs
New York
$160K +$10.2K +2,909 +8%
Wolverine Asset Management
24
Wolverine Asset Management
Illinois
$133K -$29.7K -8,424 -21%
Saba Capital Management
25
Saba Capital Management
New York
$124K – – –