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The Simply Good Foods Company Warrant

Delisted

SMPLW was delisted on the 5th of November, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
AGC
1
Angelo Gordon & Co
New York
$10.3M – – –
Highbridge Capital Management
2
Highbridge Capital Management
New York
$9.3M +$3.64M +1,331,364 +123%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$6M -$147K -53,660 -3%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$5.26M -$340K -124,368 -8%
TD Asset Management
5
TD Asset Management
Ontario, Canada
$3.16M +$2.22M +813,700 New
6CM
6
683 Capital Management
New York
$3.11M +$2.18M +800,000 New
GL
7
Governors Lane
New York
$2.57M – – –
Manulife (Manufacturers Life Insurance)
8
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.43M – – –
D.E. Shaw & Co
9
D.E. Shaw & Co
New York
$1.94M – – –
MCM
10
Mason Capital Management
New York
$1.3M – – –
ICM
11
Ionic Capital Management
New York
$1.28M +$901K +330,000 New
Moore Capital Management
12
Moore Capital Management
New York
$1.16M – – –
LCS
13
Levin Capital Strategies
New York
$1.14M -$680 -249 -0.1%
Davidson Kempner Capital Management
14
Davidson Kempner Capital Management
New York
$768K – – –
ES
15
Equitec Specialists
Illinois
$599K +$345K +126,459 +459%
CCA
16
Castle Creek Arbitrage
Colorado
$474K +$336K +122,910 New
KPF
17
K2 Principal Fund
Ontario, Canada
$195K – – –
Wolverine Asset Management
18
Wolverine Asset Management
Illinois
$179K +$92.9K +34,005 +278%
Brown Advisory
19
Brown Advisory
Maryland
$174K – – –
Saba Capital Management
20
Saba Capital Management
New York
$116K +$81.1K +29,700 New
Goldman Sachs
21
Goldman Sachs
New York
$110K +$32.5K +11,882 +73%
Barclays
22
Barclays
United Kingdom
$9K – – –
Bessemer Group
23
Bessemer Group
New Jersey
$6K – – –
Itau Unibanco Holding S.A.
24
Itau Unibanco Holding S.A.
Brazil
$5K +$254 +93 +8%
Baupost Group
25
Baupost Group
Massachusetts
– -$2.46M -1,035,146 Closed