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The Simply Good Foods Company Warrant

Delisted

SMPLW was delisted on the 5th of November, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
AGC
1
Angelo Gordon & Co
New York
$9.95M – – –
Highbridge Capital Management
2
Highbridge Capital Management
New York
$7.88M -$826K -229,161 -10%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$5.25M -$162K -45,000 -3%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$4.74M – – –
6CM
5
683 Capital Management
New York
$3.91M – – –
TD Asset Management
6
TD Asset Management
Ontario, Canada
$2.85M – – –
GL
7
Governors Lane
New York
$2.37M – – –
Manulife (Manufacturers Life Insurance)
8
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2.22M – – –
Aristeia Capital
9
Aristeia Capital
Connecticut
$1.85M +$1.88M +522,203 New
D.E. Shaw & Co
10
D.E. Shaw & Co
New York
$1.75M – – –
ICM
11
Ionic Capital Management
New York
$1.2M +$28.9K +8,010 +2%
MCM
12
Mason Capital Management
New York
$1.18M – – –
Moore Capital Management
13
Moore Capital Management
New York
$1.05M – – –
LCS
14
Levin Capital Strategies
New York
$1.02M -$23.2K -6,438 -2%
Davidson Kempner Capital Management
15
Davidson Kempner Capital Management
New York
$710K – – –
CCA
16
Castle Creek Arbitrage
Colorado
$436K – – –
TAM
17
TFG Asset Management
Cayman Islands
$431K +$438K +121,427 New
BCM
18
Bluefin Capital Management
New York
$411K +$424K +117,442 New
Context Capital Management
19
Context Capital Management
California
$355K +$361K +100,000 New
ES
20
Equitec Specialists
Illinois
$329K -$221K -61,337 -40%
Weiss Asset Management
21
Weiss Asset Management
Massachusetts
$195K +$201K +55,681 New
KPF
22
K2 Principal Fund
Ontario, Canada
$178K – – –
Wolverine Asset Management
23
Wolverine Asset Management
Illinois
$145K -$19.5K -5,402 -12%
Goldman Sachs
24
Goldman Sachs
New York
$126K +$26.3K +7,297 +26%
Saba Capital Management
25
Saba Capital Management
New York
$105K – – –