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Zacks Small/Mid Cap ETF

51 hedge funds and large institutions have $127M invested in Zacks Small/Mid Cap ETF in 2025 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

69% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 13

19% more capital invested

Capital invested by funds: $106M → $127M (+$20.4M)

13% more funds holding

Funds holding: 4551 (+6)

2.45% more ownership

Funds ownership: 81.92%84.37% (+2.4%)

Holders
51
Holders Change
+6
Holders Change %
+13.33%
% of All Funds
0.67%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
11
Increased
22
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
Avior Wealth Management
Nebraska
$26.3M +$135K +3,774 +0.5%
TPWA
2
TRUE Private Wealth Advisors
Oregon
$22.2M -$2.8M -78,421 -12%
CW
3
CreativeOne Wealth
Kansas
$14.7M +$710K +19,925 +5%
SWMG
4
Sanchez Wealth Management Group
Florida
$7.12M +$236K +6,622 +4%
VBA
5
von Borstel & Associates
Oregon
$5.59M +$5.33M +149,605 New
WF
6
Wayfinding Financial
Washington
$5.57M +$5.99K +168 +0.1%
AWA
7
Arete Wealth Advisors
Illinois
$5.08M +$202K +5,673 +4%
ASN
8
Advisory Services Network
Georgia
$3.95M +$250K +7,008 +7%
SB
9
Strategic Blueprint
Georgia
$2.36M +$251K +7,052 +13%
CIS
10
Continental Investors Services
Washington
$2.14M +$593K +16,640 +40%
MCM
11
M1 Capital Management
Michigan
$2.14M +$750K +21,026 +58%
LPL Financial
12
LPL Financial
California
$2.09M +$793K +22,235 +66%
NWM
13
Navigation Wealth Management
Colorado
$2.08M +$109K +3,046 +6%
PFG
14
Prosperity Financial Group
California
$1.99M +$927 +26 +0%
AWM
15
Axxcess Wealth Management
California
$1.9M -$457K -12,829 -20%
BWP
16
Balboa Wealth Partners
Arizona
$1.85M -$212K -5,940 -11%
GM
17
GeoWealth Management
Illinois
$1.83M +$1.15M +32,369 +194%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.77M -$18.3K -512 -1%
Creative Planning
19
Creative Planning
Kansas
$1.65M -$2.16M -60,603 -58%
Koshinski Asset Management
20
Koshinski Asset Management
Illinois
$1.47M +$1.18M +32,982 +524%
AW
21
Alteri Wealth
California
$1.37M +$448K +12,554 +52%
SW
22
Simplicity Wealth
New Jersey
$988K +$943K +26,443 New
IP
23
Ignite Planners
California
$950K +$76.8K +2,154 +9%
PPWM
24
Paragon Private Wealth Management
Kentucky
$941K -$84.4K -2,368 -9%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$913K -$56.2K -1,577 -6%

SMIZ Hedge Fund Activity: Q3 2025 in Review

51 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Zacks Small/Mid Cap ETF (SMIZ) for Q3 2025, worth a combined $127M — up 19% from $106M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SMIZ positions and 5 closed out — a net gain of 6 holders — while 22 added to existing stakes and 13 trimmed.

The largest buyer was von Borstel & Associates, opening a new position worth an estimated $5.33M. The largest seller was TRUE Private Wealth Advisors, cutting an estimated $2.8M.

  • 51 institutional investors held Zacks Small/Mid Cap ETF (SMIZ) as of Q3 2025, up from 45 in Q2 2025.
  • Funds reported $127M of Zacks Small/Mid Cap ETF stock for Q3 2025, up 19% quarter-over-quarter.
  • 11 funds opened new Zacks Small/Mid Cap ETF positions in Q3 2025 and 5 closed out, a net change of +6 holders.
  • The largest Zacks Small/Mid Cap ETF buyer in Q3 2025 was von Borstel & Associates, an estimated $5.33M added.
  • The largest Zacks Small/Mid Cap ETF seller in Q3 2025 was TRUE Private Wealth Advisors, an estimated $2.8M sold.

Based on aggregated 13F filings for Q3 2025.