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Zacks Small/Mid Cap ETF

23 hedge funds and large institutions have $64.7M invested in Zacks Small/Mid Cap ETF in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

33% more capital invested

Capital invested by funds: $48.6M → $64.7M (+$16.1M)

15% more funds holding

Funds holding: 2023 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3.96% less ownership

Funds ownership: 86.23%82.26% (-4%)

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
7
Increased
9
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TPWA
1
TRUE Private Wealth Advisors
Oregon
$19.3M +$4.7M +148,843 +34%
AWM
2
Avior Wealth Management
Nebraska
$13.6M +$1.42M +45,107 +12%
WF
3
Wayfinding Financial
Washington
$4.72M -$31.9K -1,012 -0.7%
KIG
4
Kowal Investment Group
Wisconsin
$4.2M +$790K +25,044 +25%
CW
5
CreativeOne Wealth
Kansas
$3.99M +$1.4M +44,414 +58%
PFG
6
Prosperity Financial Group
California
$3.31M +$3.15M +100,013 New
AWM
7
Axxcess Wealth Management
California
$3.28M -$339K -10,743 -10%
AWA
8
Arete Wealth Advisors
Illinois
$3.17M -$1.89M -59,913 -38%
SB
9
Strategic Blueprint
Georgia
$1.8M +$1.72M +54,519 New
BWP
10
Balboa Wealth Partners
Arizona
$1.4M +$103K +3,274 +8%
ASN
11
Advisory Services Network
Georgia
$1.12M
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$836K +$797K +25,265 New
CIS
13
Continental Investors Services
Washington
$723K +$1.45K +46 +0.2%
LAM
14
LifePro Asset Management
California
$723K +$113K +3,581 +20%
CA
15
CoreCap Advisors
Michigan
$564K -$47.8K -1,516 -8%
FIM
16
Freedom Investment Management
Connecticut
$396K +$62.1K +1,970 +20%
IP
17
Ignite Planners
California
$313K +$42.3K +1,340 +17%
AI
18
Atria Investments
North Carolina
$278K -$2.59K -82 -1%
AFS
19
Axiom Financial Strategies
Indiana
$278K +$265K +8,396 New
Goldman Sachs
20
Goldman Sachs
New York
$267K +$255K +8,078 New
SA
21
Sanctuary Advisors
Indiana
$258K +$224K +7,107 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$110K +$105K +3,314 New
WIM
23
Westside Investment Management
California
$61.6K
Citadel Advisors
24
Citadel Advisors
Florida
-$684K -22,447 Closed
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
-$416K -13,637 Closed

SMIZ Hedge Fund Activity: Q3 2024 in Review

23 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Zacks Small/Mid Cap ETF (SMIZ) for Q3 2024, worth a combined $64.7M — up 33% from $48.6M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SMIZ positions and 4 closed out — a net gain of 3 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was TRUE Private Wealth Advisors, adding an estimated $4.7M. The largest seller was Arete Wealth Advisors, cutting an estimated $1.89M.

  • 23 institutional investors held Zacks Small/Mid Cap ETF (SMIZ) as of Q3 2024, up from 20 in Q2 2024.
  • Funds reported $64.7M of Zacks Small/Mid Cap ETF stock for Q3 2024, up 33% quarter-over-quarter.
  • 7 funds opened new Zacks Small/Mid Cap ETF positions in Q3 2024 and 4 closed out, a net change of +3 holders.
  • The largest Zacks Small/Mid Cap ETF buyer in Q3 2024 was TRUE Private Wealth Advisors, an estimated $4.7M added.
  • The largest Zacks Small/Mid Cap ETF seller in Q3 2024 was Arete Wealth Advisors, an estimated $1.89M sold.

Based on aggregated 13F filings for Q3 2024.