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Zacks Small/Mid Cap ETF
SMIZ

33 hedge funds and large institutions have $75.4M invested in Zacks Small/Mid Cap ETF in 2024 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

700% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 2

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

43% more funds holding

Funds holding: 23 → 33 (+10)

17% more capital invested

Capital invested by funds: $64.7M → $75.4M (+$10.7M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6.72% less ownership

Funds ownership: 82.26% → 75.54% (-6.7%)

Holders
33
Holders Change
+10
Holders Change %
+43.48%
% of All Funds
0.43%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
14
Increased
16
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
Avior Wealth Management
Nebraska
+$5.16M
2
TPWA
TRUE Private Wealth Advisors
Oregon
+$2.36M
3
CW
CreativeOne Wealth
Kansas
+$1.34M
4
ASN
Advisory Services Network
Georgia
+$1.18M
5
LPL Financial
LPL Financial
California
+$1.12M

Top Sellers

1
CA
CoreCap Advisors
Michigan
-$564K
2
Goldman Sachs
Goldman Sachs
New York
-$267K
3
WF
Wayfinding Financial
Washington
-$119K
4
FIM
Freedom Investment Management
Connecticut
-$10.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
TPWA
1
TRUE Private Wealth Advisors
Oregon
$21.6M +$2.36M +68,192 +12%
AWM
2
Avior Wealth Management
Nebraska
$18.6M +$5.16M +149,391 +36%
CW
3
CreativeOne Wealth
Kansas
$5.28M +$1.34M +38,677 +32%
WF
4
Wayfinding Financial
Washington
$4.76M -$119K -3,445 -2%
AWA
5
Arete Wealth Advisors
Illinois
$3.59M +$411K +11,907 +12%
PFG
6
Prosperity Financial Group
California
$3.45M +$139K +4,021 +4%
AWM
7
Axxcess Wealth Management
California
$3.33M +$47.4K +1,373 +1%
ASN
8
Advisory Services Network
Georgia
$2.35M +$1.18M +34,161 +93%
SB
9
Strategic Blueprint
Georgia
$2.03M +$225K +6,523 +12%
BWP
10
Balboa Wealth Partners
Arizona
$2.02M +$636K +18,395 +43%
LPL Financial
11
LPL Financial
California
$1.08M +$1.12M +32,460 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$989K +$157K +4,535 +18%
CIS
13
Continental Investors Services
Washington
$873K +$137K +3,971 +18%
FTUS
14
Flow Traders U.S.
New York
$771K +$803K +23,246 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$475K +$494K +14,302 New
PPWM
16
Paragon Private Wealth Management
Kentucky
$456K +$475K +13,745 New
IP
17
Ignite Planners
California
$430K +$114K +3,287 +35%
SA
18
Sanctuary Advisors
Indiana
$391K +$144K +4,161 +59%
FIM
19
Freedom Investment Management
Connecticut
$387K -$10.5K -303 -3%
MCM
20
M1 Capital Management
Michigan
$365K +$381K +11,015 New
AI
21
Atria Investments
North Carolina
$314K +$36.9K +1,067 +13%
MW
22
Maia Wealth
Colorado
$294K +$298K +8,620 New
AIA
23
AssuredPartners Investment Advisors
Florida
$293K +$305K +8,822 New
AFS
24
Axiom Financial Strategies
Indiana
$279K +$864 +25 +0.3%
IAS
25
Investment Advisory Services
Texas
$230K +$240K +6,932 New
1
2

SMIZ Hedge Fund Activity: Q4 2024 in Review

33 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Zacks Small/Mid Cap ETF (SMIZ) for Q4 2024, worth a combined $75.4M — up 17% from $64.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SMIZ positions and 2 closed out — a net gain of 12 holders — while 16 added to existing stakes and 2 trimmed.

The largest buyer was Avior Wealth Management, adding an estimated $5.16M. The largest seller was CoreCap Advisors, exiting entirely with an estimated $564K sold.

  • 33 institutional investors held Zacks Small/Mid Cap ETF (SMIZ) as of Q4 2024, up from 23 in Q3 2024.
  • Funds reported $75.4M of Zacks Small/Mid Cap ETF stock for Q4 2024, up 17% quarter-over-quarter.
  • 14 funds opened new Zacks Small/Mid Cap ETF positions in Q4 2024 and 2 closed out, a net change of +12 holders.
  • The largest Zacks Small/Mid Cap ETF buyer in Q4 2024 was Avior Wealth Management, an estimated $5.16M added.
  • The largest Zacks Small/Mid Cap ETF seller in Q4 2024 was CoreCap Advisors, an estimated $564K sold.

Based on aggregated 13F filings for Q4 2024.