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Zacks Small/Mid Cap ETF
SMIZ

60 hedge funds and large institutions have $173M invested in Zacks Small/Mid Cap ETF in 2026 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

50% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 18

24% more capital invested

Capital invested by funds: $139M → $173M (+$33.6M)

5% more funds holding

Funds holding: 57 → 60 (+3)

4.84% more ownership

Funds ownership: 84.29% → 89.13% (+4.8%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
0.74%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
27
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
Avior Wealth Management
Nebraska
+$7.95M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.9M
3
Truist Financial
Truist Financial
North Carolina
+$6.44M
4
GM
GeoWealth Management
Illinois
+$6.28M
5
CIS
Continental Investors Services
Washington
+$3.25M

Top Sellers

1
AWM
Axxcess Wealth Management
California
-$1.84M
2
AWA
Arete Wealth Advisors
Illinois
-$1.04M
3
ASN
Advisory Services Network
Georgia
-$940K
4
EV
EJMK Ventures
Illinois
-$743K
5
Jane Street
Jane Street
New York
-$542K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.08M +$126K +3,270 +13%
PPWM
27
Paragon Private Wealth Management
Kentucky
$1.01M -$42.4K -1,101 -4%
Creative Planning
28
Creative Planning
Kansas
$956K -$169K -4,380 -15%
FA
29
Faithward Advisors
Pennsylvania
$826K +$175K +4,544 +26%
APW
30
Axim Planning & Wealth
Ohio
$811K +$48.2K +1,252 +6%
SA
31
Sanctuary Advisors
Indiana
$804K +$119K +3,098 +17%
WIM
32
Westside Investment Management
California
$778K +$605K +15,710 +302%
SI
33
Stirlingshire Investments
New York
$685K -$1.54K -40 -0.2%
Jane Street
34
Jane Street
New York
$649K -$542K -14,071 -45%
SW
35
Simplicity Wealth
New Jersey
$644K -$9.55K -248 -1%
IWP
36
Integrity Wealth Partners
California
$555K +$577K +14,972 New
UW
37
Unique Wealth
Florida
$548K +$37.9K +985 +7%
VT
38
Vise Technologies
New York
$535K – – –
HI
39
Harbour Investments
Wisconsin
$486K +$80.6K +2,094 +19%
CFG
40
Carter Financial Group
Illinois
$485K -$6.47K -168 -1%
RF
41
Rossby Financial
Florida
$386K -$4.54K -118 -1%
VFG
42
Victory Financial Group
Texas
$372K -$190K -4,923 -33%
RWM
43
Revisor Wealth Management
Ohio
$357K +$371K +9,641 New
SF
44
Summit Financial
New Jersey
$303K -$2.89K -75 -0.9%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$261K +$41K +1,065 +18%
IAS
46
Investment Advisory Services
Texas
$257K – – –
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$222K – – –
EAM
48
Empirical Asset Management
Massachusetts
$219K +$12.1K +314 +6%
BPA
49
Beacon Pointe Advisors
California
$211K – – –
LA
50
Latitude Advisors
Florida
$208K +$216K +5,620 New
1
2
3

SMIZ Hedge Fund Activity: Q1 2026 in Review

60 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Zacks Small/Mid Cap ETF (SMIZ) for Q1 2026, worth a combined $173M — up 24% from $139M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMIZ positions and 4 closed out — a net gain of 4 holders — while 27 added to existing stakes and 18 trimmed.

The largest buyer was Avior Wealth Management, adding an estimated $7.95M. The largest seller was Axxcess Wealth Management, exiting entirely with an estimated $1.84M sold.

  • 60 institutional investors held Zacks Small/Mid Cap ETF (SMIZ) as of Q1 2026, up from 57 in Q4 2025.
  • Funds reported $173M of Zacks Small/Mid Cap ETF stock for Q1 2026, up 24% quarter-over-quarter.
  • 8 funds opened new Zacks Small/Mid Cap ETF positions in Q1 2026 and 4 closed out, a net change of +4 holders.
  • The largest Zacks Small/Mid Cap ETF buyer in Q1 2026 was Avior Wealth Management, an estimated $7.95M added.
  • The largest Zacks Small/Mid Cap ETF seller in Q1 2026 was Axxcess Wealth Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q1 2026.