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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
CBT
176
Capital Bank & Trust
California
$55K +$53.4K +6,753 +4,657%
SPIA
177
Steward Partners Investment Advisory
New York
$52K +$32 +4 +0.1%
AAP
178
Arax Advisory Partners
Colorado
$49K -$102K -12,860 -68%
BL
179
Balentine LLC
Georgia
$47K +$46.6K +5,900 New
PA
180
Parallel Advisors
California
$44K +$4.35K +550 +11%
EFSCE
181
Enterprise Financial Services Corp (EFSC)
Missouri
$43K +$1.58K +200 +4%
CFGS
182
Concourse Financial Group Securities
Alabama
$43K +$42K +5,318 New
TPWA
183
TRUE Private Wealth Advisors
Oregon
$36.3K +$35.7K +4,517 New
HR
184
Howe & Rusling
New York
$36K -$19.6K -2,480 -36%
FHA
185
Flagship Harbor Advisors
Massachusetts
$27K – – –
LIA
186
LS Investment Advisors
Michigan
$26K – – –
H
187
Hexavest
Quebec, Canada
$25K – – –
IA
188
IFP Advisors
Florida
$25K +$2.24K +283 +10%
CAW
189
Cornerstone Advisors (Washington)
Washington
$25K +$14.7K +1,858 +142%
TRCT
190
Tower Research Capital (TRC)
New York
$24K -$17.7K -2,234 -43%
WTB
191
Washington Trust Bank
Washington
$24K – – –
TL
192
TrueWealth LLC
Georgia
$23K – – –
WSTAM
193
Wilbanks Smith & Thomas Asset Management
Virginia
$22K +$21.8K +2,763 New
ASN
194
Advisory Services Network
Georgia
$21K -$10.6K -1,335 -34%
RWM
195
Raffa Wealth Management
District of Columbia
$20.1K – – –
TAIM
196
TD Ameritrade Investment Management
Nebraska
$20K +$18.6K +2,353 +1,718%
MCM
197
Manchester Capital Management
Vermont
$19K – – –
CQS
198
Credential Qtrade Securities
$18.4K +$18.1K +2,296 New
LFA
199
Legacy Financial Advisors
Kentucky
$18K +$1.19K +151 +7%
TWA
200
TCI Wealth Advisors
Arizona
$16K – – –
6 7
8
9 10