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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
SFG
176
SevenBridge Financial Group
Pennsylvania
$8K – – –
CAW
177
Cornerstone Advisors (Washington)
Washington
$7K – – –
DVM
178
Dreman Value Management
Florida
$6K – – –
HMS
179
Hanseatic Management Services
New Mexico
$4K – – –
MCIA
180
Mountain Capital Investment Advisors
Colorado
$4K – – –
Carson Wealth (CWM LLC)
181
Carson Wealth (CWM LLC)
Nebraska
$4K +$4.2K +551 New
BONST
182
Bank of Nova Scotia Trust
Ontario, Canada
$3K +$2.71K +356 New
VFA
183
Valeo Financial Advisors
Indiana
$3K +$3.01K +395 New
LWA
184
Lenox Wealth Advisors
New York
$3K +$3.36K +441 New
QT
185
Quantbot Technologies
New York
$3K +$3.81K +500 New
DAM
186
Delta Asset Management
Tennessee
$2K – – –
JFA
187
JNBA Financial Advisors
Minnesota
$2K – – –
CHC
188
City Holding Co
West Virginia
$2K +$2.04K +268 New
Thrivent Financial for Lutherans
189
Thrivent Financial for Lutherans
Minnesota
$2K +$2.23K +293 New
SIM
190
Sonora Investment Management
Arizona
$1.51K +$1.49K +196 New
NFG
191
Next Financial Group
Texas
$1K -$2.5K -328 -82%
CFD
192
Creative Financial Designs
Indiana
$1K -$15 -2 -1%
SMG
193
Spectrum Management Group
Indiana
$1K +$518 +68 New
WEC
194
Winslow Evans & Crocker
Massachusetts
$548 +$8 +1 +1%
Millennium Management
195
Millennium Management
New York
– -$2.76M -351,447 Closed
Citadel Advisors
196
Citadel Advisors
Florida
– -$341K -43,373 Closed
CIM
197
CIM Investment Management
Pennsylvania
– -$276K -35,075 Closed
FWM
198
FFT Wealth Management
Pennsylvania
– -$267K -33,920 Closed
HPCM
199
High Pointe Capital Management
Illinois
– -$231K -29,380 Closed
FIM
200
Freedom Investment Management
Connecticut
– -$210K -26,679 Closed