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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
176
Acrospire Investment Management
Illinois
$7K +$6.6K +888 New
IDBONY
177
Israel Discount Bank of New York
New York
$7K +$7.06K +950 New
Bessemer Group
178
Bessemer Group
New Jersey
$6K -$385K -51,842 -99%
ASN
179
Advisory Services Network
Georgia
$6K – – –
NA
180
NewEdge Advisors
Louisiana
$5.25K +$5.07K +682 New
ZB
181
Zions Bancorporation
Utah
$5K -$2.13K -286 -30%
HMS
182
Hanseatic Management Services
New Mexico
$4K – – –
MCIA
183
Mountain Capital Investment Advisors
Colorado
$4K +$3.65K +492 New
MPWT
184
MassMutual Private Wealth & Trust
Connecticut
$3.99K +$1.86K +251 +98%
CFG
185
Citizens Financial Group
Rhode Island
$3K -$4.96K -668 -64%
NFG
186
Next Financial Group
Texas
$3K – – –
TWI
187
Thomas White International
Illinois
$3K – – –
CTC
188
Central Trust Company
Missouri
$3K +$3.04K +409 New
DAM
189
Delta Asset Management
Tennessee
$2K – – –
JFA
190
JNBA Financial Advisors
Minnesota
$2K – – –
PMFA
191
Plante Moran Financial Advisors
Michigan
$1K -$21.7K -2,920 -95%
CFD
192
Creative Financial Designs
Indiana
$1K – – –
WEC
193
Winslow Evans & Crocker
Massachusetts
$558 -$7 -1 -1%
JG
194
Jefferies Group
New York
– -$8.88M -1,225,575 Closed
CGT
195
Capital Guardian Trust
California
– -$5.48M -755,762 Closed
GC
196
Guggenheim Capital
Illinois
– -$1.68M -232,143 Closed
PP
197
PDT Partners
New York
– -$1.56M -215,844 Closed
Jane Street
198
Jane Street
New York
– -$947K -130,615 Closed
State Street
199
State Street
Massachusetts
– -$447K -61,764 Closed
COI
200
Connable Office Inc
Michigan
– -$439K -60,535 Closed