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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
FOA
151
Five Oceans Advisors
California
$210K – – –
JFG
152
Jefferies Financial Group
New York
$209K +$201K +24,332 New
DC
153
Davenport & Co
Virginia
$205K -$2.21K -267 -1%
Pzena Investment Management
154
Pzena Investment Management
New York
$203K – – –
RCAG
155
Rehmann Capital Advisory Group
Michigan
$198K +$46.4K +5,620 +32%
EL
156
EWA LLC
Pennsylvania
$188K +$215 +26 +0.1%
AA
157
AlphaQ Advisors
Florida
$186K -$4.54K -550 -2%
Rockefeller Capital Management
158
Rockefeller Capital Management
New York
$177K +$19.1K +2,307 +13%
ASN
159
Advisory Services Network
Georgia
$176K +$165K +19,970 +4,010%
NRC
160
New Republic Capital
North Carolina
$171K +$12.6K +1,522 +8%
WRPWM
161
Werba Rubin Papier Wealth Management
California
$170K +$2.31K +280 +1%
PMA
162
Prudent Man Advisors
Illinois
$168K – – –
Fisher Asset Management
163
Fisher Asset Management
Washington
$165K – – –
Prudential Financial
164
Prudential Financial
New Jersey
$165K +$46.3K +5,604 +41%
CQS
165
Credential Qtrade Securities
$164K -$6.03K -730 -4%
KAS
166
Kestra Advisory Services
Texas
$164K -$11.1K -1,347 -7%
VFA
167
Valeo Financial Advisors
Indiana
$159K +$12.7K +1,533 +9%
CAN
168
Cetera Advisor Networks
California
$155K +$3.57K +432 +2%
SI
169
Stephens Inc
Arkansas
$151K -$17K -2,053 -10%
GT
170
Glenmede Trust
Pennsylvania
$149K – – –
Susquehanna International Group
171
Susquehanna International Group
Pennsylvania
$147K -$897K -108,622 -86%
WFI
172
West Family Investments
California
$143K -$12.7K -1,540 -8%
P
173
Pitcairn
Pennsylvania
$139K +$28.3K +3,430 +27%
DWM
174
Drive Wealth Management
Utah
$135K +$15.2K +1,834 +14%
VAS
175
Vestmark Advisory Solutions
Massachusetts
$128K -$5.23K -633 -4%
5 6
7
8 9