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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
PSC
151
Prentiss Smith & Co
Vermont
$7K -$4.54K -700 -41%
PNC Financial Services Group
152
PNC Financial Services Group
Pennsylvania
$6K -$13K -2,003 -70%
ASN
153
Advisory Services Network
Georgia
$5K – – –
DADC
154
D.A. Davidson & Co
Montana
$4K +$3.24K +500 +225%
1832 Asset Management
155
1832 Asset Management
Ontario, Canada
$4K +$4.18K +645 New
ST
156
Smithfield Trust
Pennsylvania
$3K -$3.03K -467 -50%
PFBT
157
Parkside Financial Bank & Trust
Missouri
$3K -$2.91K -449 -54%
TWI
158
Thomas White International
Illinois
$3K -$1.86K -287 -43%
WRM
159
Westport Resources Management
Connecticut
$2K – – –
ACS
160
Archford Capital Strategies
Illinois
$2K +$2.82K +434 New
CHC
161
City Holding Co
West Virginia
$1K – – –
CAW
162
Cornerstone Advisors (Washington)
Washington
$1K +$260 +40 +25%
M
163
MOTCO
Texas
$1K +$668 +103 New
WEC
164
Winslow Evans & Crocker
Massachusetts
$480 – – –
WP
165
WealthPLAN Partners
Nebraska
$408 -$396 -61 -50%
Jane Street
166
Jane Street
New York
– -$11.5M -2,002,871 Closed
Deutsche Bank
167
Deutsche Bank
Germany
– -$2.22M -342,123 -100%
HI
168
HBK Investments
Texas
– -$888K -155,253 Closed
Two Sigma Investments
169
Two Sigma Investments
New York
– -$635K -110,947 Closed
RFS
170
Rockefeller Financial Services
New York
– -$518K -90,637 Closed
RhumbLine Advisers
171
RhumbLine Advisers
Massachusetts
– -$468K -81,838 Closed
LP
172
LMR Partners
United Kingdom
– -$343K -59,874 Closed
SCM
173
Stevens Capital Management
Pennsylvania
– -$212K -37,134 Closed
ST
174
Spot Trading
Illinois
– -$198K -34,550 Closed
AT
175
Arden Trust
Delaware
– -$124K -21,699 Closed