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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)

Name Holding Trade Value Shares
Change
Change in
Stake
IA
151
IFP Advisors
Florida
$7K +$7.25K +1,186 +1,348%
TCOV
152
Trust Company of Vermont
Vermont
$6K +$6.69K +1,095 New
PFBT
153
Parkside Financial Bank & Trust
Missouri
$5K – – –
ST
154
Smithfield Trust
Pennsylvania
$5K – – –
ASN
155
Advisory Services Network
Georgia
$5K +$3.48K +570 +252%
TWI
156
Thomas White International
Illinois
$4K – – –
VCM
157
Vigilant Capital Management
Maine
$4K +$3.94K +644 New
NFG
158
Next Financial Group
Texas
$3K -$611 -100 -13%
JFA
159
JNBA Financial Advisors
Minnesota
$3K – – –
WRM
160
Westport Resources Management
Connecticut
$2K – – –
Macquarie Group
161
Macquarie Group
Australia
$2K +$1.78K +291 New
MWP
162
MYCIO Wealth Partners
Pennsylvania
$2K +$2.38K +390 New
MPWT
163
MassMutual Private Wealth & Trust
Connecticut
$1.47K -$4.45K -728 -74%
CAW
164
Cornerstone Advisors (Washington)
Washington
$1K -$2.19K -359 -69%
DADC
165
D.A. Davidson & Co
Montana
$1K -$501 -82 -27%
CHC
166
City Holding Co
West Virginia
$1K +$825 +135 New
KTC
167
Kistler-Tiffany Companies
Pennsylvania
$1K +$1.28K +209 New
WEC
168
Winslow Evans & Crocker
Massachusetts
$408 +$6 +1 +1%
WP
169
WealthPLAN Partners
Nebraska
$349 +$745 +122 New
RG
170
Renaissance Group
Kentucky
– -$13.2M -2,201,937 Closed
Parallax Volatility Advisers
171
Parallax Volatility Advisers
California
– -$2.57M -427,921 Closed
PP
172
PDT Partners
New York
– -$2.41M -401,487 Closed
ARTA
173
A.R.T. Advisors
New York
– -$1.17M -195,502 Closed
VKH
174
Virtu KCG Holdings
New York
– -$848K -141,074 Closed
HighTower Advisors
175
HighTower Advisors
Illinois
– -$545K -91,191 Closed