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Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock)
SMFG

Name Holding Trade Value Shares
Change 		Change in
Stake
IWA
126
Intercontinental Wealth Advisors
Texas
$127K -$22.8K -2,985 -15%
AAP
127
Arax Advisory Partners
Colorado
$123K +$3.32K +436 +3%
EMG
128
Ellington Management Group
Connecticut
$119K +$117K +15,400 New
PCP
129
Proficio Capital Partners
Massachusetts
$114K -$26.1K -3,426 -19%
Neuberger Berman Group
130
Neuberger Berman Group
New York
$112K -$6.21K -815 -5%
PP
131
Paloma Partners
Connecticut
$112K – – –
PAS
132
Park Avenue Securities
New York
$110K +$8.06K +1,058 +8%
Pacer Advisors
133
Pacer Advisors
Pennsylvania
$109K – – –
VF
134
Virtu Financial
New York
$101K +$100K +13,117 New
ATC
135
Argent Trust Co
Tennessee
$97K +$1.45K +190 +2%
RJFSA
136
Raymond James Financial Services Advisors
Florida
$95K +$12.7K +1,670 +16%
PAG
137
Private Advisor Group
New Jersey
$95K +$94.2K +12,354 New
GC
138
Gilbert & Cook
Iowa
$93K -$89.3K -11,717 -49%
Chevy Chase Trust
139
Chevy Chase Trust
Maryland
$93K – – –
BTIS
140
BB&T Investment Services
North Carolina
$85K +$76 +10 +0.1%
CB
141
Commerce Bank
Missouri
$81K – – –
First Trust Advisors
142
First Trust Advisors
Illinois
$77K -$1.58K -208 -2%
AssetMark Inc
143
AssetMark Inc
California
$64K +$10.9K +1,436 +21%
ZB
144
Zions Bancorporation
Utah
$62K +$55.7K +7,303 +1,069%
SFM
145
Signature Financial Management
Virginia
$54K +$96.9K +12,716 New
HR
146
Howe & Rusling
New York
$53K – – –
MPWT
147
MassMutual Private Wealth & Trust
Connecticut
$52.3K +$47.8K +6,275 +1,235%
PMFA
148
Plante Moran Financial Advisors
Michigan
$40K +$38.8K +5,093 +3,286%
PA
149
Parallel Advisors
California
$39K -$625 -82 -2%
IA
150
IFP Advisors
Florida
$36K +$10.5K +1,383 +41%
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6
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